Catherine B. Sanchez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine Burns Sanchez, who also goes by Catherine Lee Burns, was a registered financial professional .
Catherine is a previously registered financial professional and started their career in finance in 2006. Catherine had worked at 3 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2011 - June 14, 2013
BULLTICK, LLC
November 15, 2011 - June 14, 2013
BULLTICK SECURITIES, LLC
December 21, 2006 - August 5, 2008
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BULLTICK, LLC
CRD#: 104005 / SEC#: , 8-52493
Contact information
FINRA licenses (15 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
