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Victor Si-ho Chan Mr.

CRD# 5197079·Registered 2010 - 2016
Previously Registered: Being a previously registered professional could mean that Victor is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Victor Si-ho Chan MR. was a registered financial advisor. Victor was a previously registered financial professional and started their career in finance 2010 - 2016. Victor had worked at 1 firm and has passed the SIE, Series 37 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

SALMAN PARTNERS (USA) INC.·CRD# 43842
BD
Vancouver
February 4, 2010 - March 15, 2016

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Current Firm

SP
SALMAN PARTNERS (USA) INC.

SALMAN PARTNERS | SALMAN PARTNERS (USA) INC.

CRD#: 43842 / SEC#: 8-50470
BD
Terminated by SEC on 03/15/2016

Contact Information

Firm Type

Corporation

Fiscal Year End

October

Documents

Direct owners and executive officers

NamePositionCRD#
SALMAN PARTNERS INC.SHAREHOLDER—
CHAN, VICTOR SI-HO MR.VICE PRESIDENT & CCO5197079
JONES, GINALEE MARIEVP, CFO6436247
SALMAN, TERRANCE KPRESIDENT & CEO2940036

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Mar 2016About the SIE exam

Series 37 — Canada Module of the General Securities Registered Representative (With Options Questions)

Passed Feb 2010

Series 24 — General Securities Principal Examination

Passed Sep 2011About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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