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JF

Jacob Frackowiak

TD FINANCIAL PRODUCTS LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 5196763
JF

Professional summary

Jacob Frackowiak, who also goes by Jacob Slawek Frackowiak, Jake Slawek Frackowiak, is a registered financial professional currently at TD FINANCIAL PRODUCTS LLC located in New York, New York.

Jacob is registered as a RR (Registered Representative) and started their career in finance in 2006. Jacob has worked at 4 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jacob Slawek Frackowiak | Jake Slawek Frackowiak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jacob Frackowiak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 26, 2025 - Present

TD FINANCIAL PRODUCTS LLC

Office #1: One Vanderbilt Avenue, New York, NY 10017
BD
CRD#: 154838
New York, NY
Past

May 4, 2018 - October 31, 2025

TD SECURITIES (USA) LLC

BD
CRD#: 18476
NEW YORK, NY
Past

October 13, 2010 - March 1, 2018

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
NEW YORK, NY
Past

September 19, 2006 - August 6, 2007

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/26/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/26/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/12/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TF
TD FINANCIAL PRODUCTS LLC
HEADLANDS GLOBAL MARKETS, LLC | TD SECURITIES AUTOMATED TRADING LLC | TD FINANCIAL PRODUCTS LLC | HEADLANDS TECH GLOBAL MARKETS, LLC | HEADLANDS TECH GLOBAL MARKETS

CRD#: 154838 / SEC#: , 8-68677

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
71 S. Wacker Drive Suite 550, Chicago, IL 60606
Mailing Address
71 S. Wacker Drive Suite 550, Chicago, IL 60606
Phone number
(312) 601-8643
Established
Delaware since 07/21/2010
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TORONTO DOMINION HOLDINGS (U.S.A.) INC.OWNER
GIBSON, GLENNCHIEF EXECUTIVE OFFICER5659024
JENKINS, CHRISTINE JFINANCIAL & OPERATIONS PRINCIPAL4911933
MANNION, MARTINCO-HEAD OF ELECTRONIC TRADING4830837
ORTIZ, JORGE LUISCHIEF FINANCIAL OFFICER2725922
PETROU, CHRISTINA ACHIEF OPERATING OFFICER4007468
SCHRAGER, MATTHEWCO-HEAD OF ELECTRONIC TRADING6488305
SUNDRAM, JEFFREY JOSEPH RODRIGUESCHIEF COMPLIANCE OFFICER6191294

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TD FINANCIAL PRODUCTS LLC

CRD#: 154838New York, NY 10017

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