Chun Lung Chu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chun Lung Chu, who also goes by Chun-lung Chu, was a registered financial professional .
Chun Lung is a previously registered financial professional and started their career in finance in 2006. Chun Lung had worked at 3 firms and has passed the Series 66, SIE, Series 87, Series 86, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2018 - March 1, 2019
PORTSMOUTH FINANCIAL SERVICES
November 28, 2018 - March 1, 2019
PORTSMOUTH FINANCIAL SERVICES
September 29, 2017 - July 3, 2018
PORTSMOUTH FINANCIAL SERVICES
September 29, 2017 - July 3, 2018
PORTSMOUTH FINANCIAL SERVICES
July 23, 2007 - November 23, 2014
GRIFFINEST ASIA ASSET MANAGEMENT, LLC
August 17, 2006 - October 1, 2015
GRIFFINEST ASIA SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PORTSMOUTH FINANCIAL SERVICES
CRD#: 13980 / SEC#: , 8-30097
Contact information
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 3,671,748 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
