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YI

Youlree Im

SOLEBURY CAPITAL LLC
New Hope, PA 18938
Some features on this profile are disabled
CRD#: 5195473
YI

Professional summary


Youlree Im, who also goes by Gina Im, Regina Im, is a registered financial professional currently at SOLEBURY CAPITAL LLC located in New Hope, Pennsylvania.

Youlree is registered as a RR (Registered Representative) and started their career in finance in 2007. Youlree has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gina Im | Regina Im

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Youlree Im's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 2, 2007 - Present

SOLEBURY CAPITAL LLC

Office #1: 400 South River Road Suite 300, New Hope, PA 18938Office #2: 400 South River Road, Suite 300, New Hope, PA 18938
BD
CRD#: 143299
New Hope, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(3/25/2008)
RR
Pennsylvania
(7/11/2007)

Exams


State Security Law Exam
RR
Series 63
Date: 11/28/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SC
SOLEBURY CAPITAL LLC
SOLEBURY CAPITAL LLC

CRD#: 143299 / SEC#: , 8-67548

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
400 South River Road, Suite 300, New Hope, PA 18938
Mailing Address
400 South River Road, Suite 300, New Hope, PA 18938
Phone number
(215) 862-7234
Established
Pennsylvania since 05/16/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PNC BANK, NATIONAL ASSOCIATIONPARENT
COHN, VICTOR ALLANCHAIRMAN, CHIEF OPERATING OFFICER808136
EARLING, DAVID CRISTOFORIMANAGING DIRECTOR2534818
HATFIELD, EDWARD RIDGWAYCHIEF EXECUTIVE OFFICER1781580
IM, YOULREECHIEF ADMINISTRATIVE OFFICER5195473
JACOBY, MATTHEW RCHIEF COMPLIANCE OFFICER5720650
LONG, GEORGE PHILLIP MR.CHIEF LEGAL OFFICER5094038
ROHALY, JEFFREY PFINANCIAL OPERATIONS PRINCIPAL, PFO, POO4588188
WILLIAMS, JULIEVICE PRESIDENT6040587

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SOLEBURY CAPITAL LLC

CRD#: 143299New Hope, PA 18938

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