AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MK

Mitch Alan Klintworth

THRIVENT ADVISOR NETWORK
Seward, NE
·CRD# 5194855·20 years experience

Professional Summary

Mitch Alan Klintworth is a registered financial advisor currently at THRIVENT ADVISOR NETWORK, LLC located in Seward, Nebraska and THRIVENT INVESTMENT MANAGEMENT INC. located in Seward, Nebraska. Mitch is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Mitch has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

David Antonio Alvarez
GRAPEVINE, TX · CRD#
View profile
Dana Brent Napier
Dana Brent Napier

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PARIS, TX · CRD#
Barton S Pearce
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

GRAPEVINE, TX · CRD#
Dana Brent Napier
Dana Brent Napier

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PARIS, TX · CRD#
Barton S Pearce
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
NS
Nelson Jacinto Secretario

REDWOOD PRIVATE WEALTH

PHOENIX, AZ · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

GRAPEVINE, TX · CRD#
Dana Brent Napier
Dana Brent Napier

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PARIS, TX · CRD#
Barton S Pearce
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
NS
Nelson Jacinto Secretario

REDWOOD PRIVATE WEALTH

PHOENIX, AZ · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

GRAPEVINE, TX · CRD#
Dana Brent Napier
Dana Brent Napier

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PARIS, TX · CRD#
Barton S Pearce
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
NS
Nelson Jacinto Secretario

REDWOOD PRIVATE WEALTH

PHOENIX, AZ · CRD#

Years of Experience

20 years in the financial services industry

Current & Past Employments

THRIVENT ADVISOR NETWORK, LLC·CRD# 304569
RIA
111 N. 1st Street, Suite 1a, Seward, NE 68434
October 7, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
BD
111 North 3rd Street, Seward, NE 68434
October 2, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Seward, NE
October 29, 2020 - October 3, 2024
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
Seward, NE
November 27, 2006 - October 28, 2020
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Seward, NE
October 25, 2006 - October 28, 2020

Similar Advisors

GRAPEVINE, TX · CRD#
Dana Brent Napier
Dana Brent Napier

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PARIS, TX · CRD#
Barton S Pearce
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
NS
Nelson Jacinto Secretario

REDWOOD PRIVATE WEALTH

PHOENIX, AZ · CRD#

Current Firm

TA
THRIVENT ADVISOR NETWORK, LLC

49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PEARL STREET WEALTH PARTNERS | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES

CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - SEC (7/24/2019 Approved)

Contact Information

Main Address

600 Portland Avenue South, Minneapolis, MN 55415

Phone Number

(612) 844-8444

# of Employees

119

SEC notice filing (47 States and Territories)

Registered to provide investment advisory services in 47 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TAN FIRM BROCHURE (10/9/2026)

Regulatory Assets Under Management

Total Number of Accounts

25,415

AUM (Assets Under Management)

$6,835,173,774

Similar Advisors

GRAPEVINE, TX · CRD#
Dana Brent Napier
Dana Brent Napier

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PARIS, TX · CRD#
Barton S Pearce
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
NS
Nelson Jacinto Secretario

REDWOOD PRIVATE WEALTH

PHOENIX, AZ · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Fixed Insurance 2. Not investment related 3. 340 E/ Military Ave., Ste 2, Fremont NE, 68025 4. Fixed/traditional insurance 5. Agent 6. 09/2020 7. 40 hrs/wk 8. 40 hrs during trading 9. Sales of Fixed / Traditional Insurance 1. Farmland Rental 2. Not investment related 3. 3542 Raymond Road, Seward, NE 68434 4. Cash basis land rental 5. Owner 6. 1/1/1990 7. 0 hrs/mo 8. 0 hrs during trading 9. Annual cash rent is received in the amount of $21,000. Of these proceeds, the farm loan and property taxes are paid and that is the extent of my involvement in the business 1. Seward Kiwanis Club Ag Banquet Committee 2. Not investment related 3. 323 Northern Heights Dr. Seward, NE 68434 4. The Seward Kiwanis Club uses this Ag Recognition Banquet as a fundraiser for their backpack program that supplies food to student families in need in the Seward Community. No one on the Ag Banquet committee decides on how the funds are to be invested/held or distributed, those responsibilities are conducted by the Board of Directors of the Seward Kiwanis Club. 5. Set up tables/tableware 6. 10/13/2016 7. 1 hr/mo 8. 0 hrs during trading 9. On the Ag Recognition Banquet Committee, I would be responsible for seeing that all tableware/place settings are consistent over the banquet hall and be available to help direct attendees to their seats

Similar Advisors

GRAPEVINE, TX · CRD#
Dana Brent Napier
Dana Brent Napier

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PARIS, TX · CRD#
Barton S Pearce
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
NS
Nelson Jacinto Secretario

REDWOOD PRIVATE WEALTH

PHOENIX, AZ · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ADVISOR NETWORK, LLC

49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PEARL STREET WEALTH PARTNERS | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES

CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - SEC (7/24/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
Nebraska
(10/7/2020)
RR
Nebraska
(10/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2006About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

GRAPEVINE, TX · CRD#
Dana Brent Napier
Dana Brent Napier

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PARIS, TX · CRD#
Barton S Pearce
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
NS
Nelson Jacinto Secretario

REDWOOD PRIVATE WEALTH

PHOENIX, AZ · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Mitch Alan Klintworth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

GRAPEVINE, TX · CRD#
Dana Brent Napier
Dana Brent Napier

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PARIS, TX · CRD#
Barton S Pearce
Barton S Pearce

PARK AVENUE SECURITIES LLC

Irvine, CA · CRD#
NS
Nelson Jacinto Secretario

REDWOOD PRIVATE WEALTH

PHOENIX, AZ · CRD#
MK
Follow Mitch
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required