MK
Mitch A. Klintworth
THRIVENT ADVISOR NETWORK
Seward, NE 68434
Some features on this profile are disabled
CRD#: 5194855
MK
Professional summary
Mitch Alan Klintworth is a registered financial advisor currently at THRIVENT ADVISOR NETWORK, LLC located in Seward, Nebraska and THRIVENT INVESTMENT MANAGEMENT INC. located in Seward, Nebraska.
Mitch is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Mitch has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fixed Insurance 2. Not investment related 3. 340 E/ Military Ave., Ste 2, Fremont NE, 68025 4. Fixed/traditional insurance 5. Agent 6. 09/2020 7. 40 hrs/wk 8. 40 hrs during trading 9. Sales of Fixed / Traditional Insurance 1. Farmland Rental 2. Not investment related 3. 3542 Raymond Road, Seward, NE 68434 4. Cash basis land rental 5. Owner 6. 1/1/1990 7. 0 hrs/mo 8. 0 hrs during trading 9. Annual cash rent is received in the amount of $21,000. Of these proceeds, the farm loan and property taxes are paid and that is the extent of my involvement in the business 1. Seward Kiwanis Club Ag Banquet Committee 2. Not investment related 3. 323 Northern Heights Dr. Seward, NE 68434 4. The Seward Kiwanis Club uses this Ag Recognition Banquet as a fundraiser for their backpack program that supplies food to student families in need in the Seward Community. No one on the Ag Banquet committee decides on how the funds are to be invested/held or distributed, those responsibilities are conducted by the Board of Directors of the Seward Kiwanis Club. 5. Set up tables/tableware 6. 10/13/2016 7. 1 hr/mo 8. 0 hrs during trading 9. On the Ag Recognition Banquet Committee, I would be responsible for seeing that all tableware/place settings are consistent over the banquet hall and be available to help direct attendees to their seats
CRS (Client Relationship Summary) - RIA
Click below to view Mitch Alan Klintworth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2020 - Present
THRIVENT ADVISOR NETWORK, LLC
Office #1: 111 N. 1st Street, Suite 1a, Seward, NE 68434RIA
CRD#: 304569
Seward, NE
Current
October 2, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 111 North 3rd Street, Seward, NE 68434RIA
BD
CRD#: 18387
Seward, NE
Past
October 29, 2020 - October 3, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Seward, NE
Past
November 27, 2006 - October 28, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Seward, NE
Past
October 25, 2006 - October 28, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Seward, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - (7/24/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Nebraska(10/7/2020)
RR
Nebraska(10/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - (7/24/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
Phone number
(612) 844-8444
Established
Firm type
Fiscal year end
# of Employees
139
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,545 |
| AUM (Assets Under Management) | $ 6,648,306,479 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
