Philip A. Roberts

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CRD#: 5194529

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Philip Alan Roberts, who also goes by Philip A Roberts, Philip A. Roberts, Philip Roberts, was a registered financial professional .

Philip is a previously registered financial professional and started their career in finance in 2012. Philip had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Philip A Roberts | Philip A. Roberts | Philip Roberts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) TRUCHOICE - 3/28/2022 - 400 Hwy 169 S, Suite 200, Minneapolis, MN 55426 - Internal wholesaler, Help advisor and reps with case design to find the right product for their clients needs. Wholesale the product. Marketing and running illustrations, Invt Rel, Insurance business, 160 hrs/mo; 0 hrs/mo (during trading hours). 2.) PERSONAL PRODUCTION - 4/11/22 - 325 SW Whitehall Lane, Topeka, KS 66606 - Sell retail annuities wen family needs it, Invt Rel, Insurance business, 1 hr/mo; 0 hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 4/19/2022 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR, Invt Rep, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 20, 2022 - December 19, 2023

TLG ADVISORS, INC.

RIA

CRD#: 111052

Minneapolis, MN

Past

April 18, 2022 - December 19, 2023

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

August 7, 2018 - December 31, 2020

TLG ADVISORS, INC.

RIA

CRD#: 111052

TOPEKA, KS

Past

April 11, 2018 - December 31, 2020

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

March 8, 2018 - April 2, 2018

BFC PLANNING, INC.

RIA

CRD#: 119682

Lenexa, KS

Past

February 28, 2018 - April 2, 2018

SECURITIES MANAGEMENT & RESEARCH, INC.

CRD#: 759

Lenexa, KS

Past

December 19, 2014 - October 12, 2017

QUESTAR CAPITAL CORPORATION

CRD#: 43100

LAWRENCE, KS

Past

November 3, 2014 - April 15, 2016

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

LAWRENCE, KS

Past

April 15, 2013 - April 29, 2013

SECURITY DISTRIBUTORS

CRD#: 3336

TOPEKA, KS

Past

July 13, 2012 - April 2, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

EL PASO, TX

Past

May 28, 2012 - April 2, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

EL PASO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/12/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/24/2012

General Securities Representative Examination

Current Firm

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Philip A. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE LEADERS GROUP, INC.

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

BFC PLANNING, INC.

SECURITIES MANAGEMENT & RESEARCH, INC.

QUESTAR CAPITAL CORPORATION

QUESTAR ASSET MANAGEMENT, INC.

SECURITY DISTRIBUTORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/12/2012

SIE

Date: 10/1/2018

Series 7

Date: 5/24/2012

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

TRUST BUT VERIFY

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