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PJ

Phillip J Joyce

PREFERRED CAPITAL SECURITIES
ATLANTA, GA
·CRD# 5194472·20 years registered

Professional Summary

Phillip J Joyce, who also goes by Phillip J Joyce Jr, Phillip Joseph Joyce, Phil Joyce, is a registered financial advisor currently at PREFERRED CAPITAL SECURITIES, LLC located in Atlanta, Georgia. Phillip is registered as a RR (Registered Representative) and started their career in finance in 2006. Phillip has worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Phillip J Joyce Jr, Phillip Joseph Joyce, Phil Joyce

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years registered in the securities industry

Current & Past Employments

Current

PREFERRED CAPITAL SECURITIES, LLCCurrent·CRD# 169719
BD
1. 3290 Northside Parkway, Nw Suite 800, Atlanta, GA 303272. 3290 Northside Parkway Nw Suite 800, Atlanta, GA 30327
June 18, 2026 - Present

Past

METRIC FINANCIAL, LLCPast·CRD# 33324
BD
Alexandria, VA
February 5, 2026 - June 25, 2026
FORESIDE FUND SERVICES, LLCPast·CRD# 46106
BD
Portland, ME
September 16, 2024 - January 26, 2026
G.DISTRIBUTORS, LLCPast·CRD# 155071
BD
Rye, NY
January 22, 2019 - December 8, 2020
AMERICAN CENTURY INVESTMENT SERVICES INC.Past·CRD# 17437
BD
Kansas City, MO
November 20, 2014 - January 18, 2019
FORESIDE FUND SERVICES, LLCPast·CRD# 46106
BD
Portland, ME
July 24, 2013 - November 4, 2014
RAFFERTY CAPITAL MARKETS, LLCPast·CRD# 23682
BD
Garden City, NY
July 20, 2010 - July 26, 2013
SUN LIFE FINANCIAL DISTRIBUTORS, INC.Past·CRD# 5496
BD
Boston, MA
June 25, 2009 - July 27, 2010
SUN LIFE FINANCIAL DISTRIBUTORS, INC.Past·CRD# 5496
BD
Boston, MA
August 30, 2006 - April 24, 2009

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Current Firm

PC
PREFERRED CAPITAL SECURITIES, LLC

PREFERRED CAPITAL SECURITIES, LLC

CRD#: 169719 / SEC#: 8-69382
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327

Mailing Address

3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327

Phone Number

(855) 330-6594

Established

Georgia since 09/17/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BADGER CREEK HOLDINGS, LLCSOLE OWNER—
BEATON, DANIEL STEWARTFINOP4240769
GRABER, ERIC RYANPRESIDENT4576496
MCLEAN, CLAIRE ETHRIDGECHIEF OPERATIONS OFFICER7810116
SMALL, ORIT HEATHERCHIEF COMPLIANCE OFFICER2786459
SMITH, JEFFERY ALLENCHIEF EXECUTIVE OFFICER4039773

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(6/25/2026)
RR
Georgia
(6/22/2026)
RR
Indiana
(6/24/2026)
RR
Kentucky
(6/26/2026)
RR
Maine
(6/25/2026)
RR
Massachusetts
(6/22/2026)
RR
Michigan
(6/25/2026)
RR
New Hampshire
(7/1/2026)
RR
New Jersey
(6/23/2026)
RR
Ohio
(6/22/2026)
RR
Pennsylvania
(6/22/2026)
RR
Rhode Island
(6/30/2026)
RR
Vermont
(6/25/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2024About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed May 2014About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Feb 2013About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2006About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Phillip J Joyce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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