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PJ

Phillip J. Joyce

PREFERRED CAPITAL SECURITIES
ATLANTA, GA 30327
CRD#: 5194472
Some features on this profile are disabled
PJ
Phillip J JoycePREFERRED CAPITAL SECURITIES

Professional summary

Phillip J Joyce, who also goes by Phillip J Joyce Jr, Phillip Joseph Joyce, Phil Joyce, is a registered financial professional currently at PREFERRED CAPITAL SECURITIES, LLC located in Atlanta, Georgia.

Phillip is registered as a RR (Registered Representative) and started their career in finance in 2006. Phillip has worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 6 exams.

Aliases

Phillip J Joyce Jr | Phillip Joseph Joyce | Phil Joyce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Phillip J Joyce's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 18, 2026 - Present

PREFERRED CAPITAL SECURITIES, LLC

Office #1: 3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327Office #2: 3290 Northside Parkway Nw Suite 800, Atlanta, GA 30327
BD
CRD#: 169719
ATLANTA, GA
Past

February 5, 2026 - June 25, 2026

METRIC FINANCIAL, LLC

BD
CRD#: 33324
Alexandria, VA
Past

September 16, 2024 - January 26, 2026

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

January 22, 2019 - December 8, 2020

G.DISTRIBUTORS, LLC

BD
CRD#: 155071
RYE, NY
Past

November 20, 2014 - January 18, 2019

AMERICAN CENTURY INVESTMENT SERVICES INC.

BD
CRD#: 17437
KANSAS CITY, MO
Past

July 24, 2013 - November 4, 2014

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

July 20, 2010 - July 26, 2013

RAFFERTY CAPITAL MARKETS, LLC

BD
CRD#: 23682
GARDEN CITY, NY
Past

June 25, 2009 - July 27, 2010

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 5496
BOSTON, MA
Past

August 30, 2006 - April 24, 2009

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 5496
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(6/25/2026)
RR
Georgia
(6/22/2026)
RR
Indiana
(6/24/2026)
RR
Kentucky
(6/26/2026)
RR
Maine
(6/25/2026)
RR
Massachusetts
(6/22/2026)
RR
Michigan
(6/25/2026)
RR
New Hampshire
(7/1/2026)
RR
New Jersey
(6/23/2026)
RR
Ohio
(6/22/2026)
RR
Pennsylvania
(6/22/2026)
RR
Rhode Island
(6/30/2026)
RR
Vermont
(6/25/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/18/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/20/2014
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 2/21/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/29/2006
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PREFERRED CAPITAL SECURITIES, LLC
PREFERRED CAPITAL SECURITIES, LLC

CRD#: 169719 / SEC#: , 8-69382

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Loading...

Contact information

Main Address
3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327
Mailing Address
3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327
Phone number
(855) 330-6594
Established
Georgia since 09/17/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BADGER CREEK HOLDINGS, LLCSOLE OWNER
BEATON, DANIEL STEWARTFINOP4240769
GRABER, ERIC RYANPRESIDENT4576496
MCLEAN, CLAIRE ETHRIDGECHIEF OPERATIONS OFFICER7810116
SMALL, ORIT HEATHERCHIEF COMPLIANCE OFFICER2786459
SMITH, JEFFERY ALLENCHIEF EXECUTIVE OFFICER4039773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PREFERRED CAPITAL SECURITIES, LLC

CRD#: 169719Atlanta, GA 30327

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