BS
Benjamin R. Steele
THE ADVISORY RESOURCE GROUP
Tulsa, OK 74137
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CRD#: 5194335
BS
Professional summary
Benjamin Randal Steele is a registered financial advisor currently at THE ADVISORY RESOURCE GROUP, LLC located in Tulsa, Oklahoma and M. S. HOWELLS & CO. located in Bartlesville, Oklahoma.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Benjamin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SEPT 2012; ESTATE NEEDS ADVISORS, TULSA, OK; INVESTMENT RELATED; FIXED INSURANCE SALES; OWNER/PRODUCER; DEVOTE 5 HRS/MONTH DURING MARKET HOURS. 2. DEC 2017; THE ADVISORY RESOURCE GROUP DBA COMPASS POINT; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; CEO, IAR; OPERATING FIRM, PROVIDING IA SERVICES; DEVOTE 120 HRS/MONTH DURING MARKET HOURS. 3. Pagoda Leasing LLC; Non-Investment related; Oklahoma City, OK; Nature- Homeowner; Position/Title- Co-Trustee; Start date- 9.12.23; Approximately 0 hours per month, 0 during trading hours; Description- None
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Randal Steele's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2017 - Present
THE ADVISORY RESOURCE GROUP, LLC
Office #1: 4625 E. 91st Street, Tulsa, OK 74137RIA
CRD#: 290110
Tulsa, OK
Current
December 13, 2017 - Present
M. S. HOWELLS & CO.
Office #1: 3654 Se Camelot Ste B, Bartlesville, OK 74006Office #2: 4625 E. 91st Street, Tulsa, OK 74137BD
CRD#: 104100
Bartlesville, OK
Past
January 25, 2007 - December 1, 2017
SII INVESTMENTS, INC.
RIA
CRD#: 2225
TULSA, OK
Past
August 25, 2006 - December 1, 2017
SII INVESTMENTS, INC.
BD
CRD#: 2225
TULSA, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THE ADVISORY RESOURCE GROUP, LLC
COMPASS POINTE FINANCIAL | THE ADVISORY RESOURCE GROUP, LLC | COMPASS POINTE HOUSTON
CRD#: 290110 / SEC#: 801-111999
RIA
Registered Investment Advisory firm - (10/31/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/10/2019)
RR
Arizona(1/16/2024)
RR
Arkansas(2/22/2018)
RR
Colorado(10/1/2018)
RR
Florida(3/5/2018)
RR
Georgia(2/22/2018)
RR
Hawaii(2/16/2023)
RR
Indiana(2/22/2018)
IAR
Kansas(12/1/2017)
RR
Kansas(2/22/2018)
RR
Massachusetts(1/16/2024)
RR
Missouri(2/22/2018)
RR
Montana(2/22/2018)
RR
Nebraska(2/22/2018)
RR
Nevada(1/16/2024)
RR
New Hampshire(1/16/2024)
RR
New Mexico(5/21/2019)
RR
Ohio(1/16/2024)
RR
Oklahoma(12/14/2017)
RR
Oregon(2/22/2018)
RR
Tennessee(2/22/2018)
IAR
Texas(12/1/2017)
RR
Texas(2/22/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
THE ADVISORY RESOURCE GROUP, LLC
COMPASS POINTE FINANCIAL | THE ADVISORY RESOURCE GROUP, LLC | COMPASS POINTE HOUSTON
CRD#: 290110 / SEC#: 801-111999
RIA
Registered Investment Advisory firm - (10/31/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4625 E. 91st Street, Tulsa, OK 74137
Mailing Address
Phone number
(918) 481-1934
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,320 |
| AUM (Assets Under Management) | $ 808,797,280 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE ADVISORY RESOURCE GROUP, LLC
CRD#: 290110Tulsa, OK 74137TRUST BUT VERIFY
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