Michael W. Gibbons

LIQUIDNET

NEW YORK, NY 10281

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CRD#: 5194057

Professional summary

Michael W Gibbons, who also goes by Michael William Gibbons, Michael Gibbons, is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 21, Series 7 and Series 25 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael William Gibbons | Michael Gibbons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael W Gibbons's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2026 - Present

LIQUIDNET, INC.

Office #1: 200 Vesey Street 5th Floor, New York, NY 10281

CRD#: 103987

NEW YORK, NY

Past

June 19, 2013 - February 12, 2026

MORGAN STANLEY & CO. LLC

CRD#: 8209

New York, NY

Past

December 12, 2011 - June 7, 2013

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

Past

June 6, 2011 - June 7, 2013

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

December 4, 2006 - June 9, 2011

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

Past

August 28, 2006 - June 9, 2011

REDI GLOBAL TECHNOLOGIES LLC

CRD#: 41924

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(2/17/2026)

Exams

State Security Law Exam

Series 63

Date: 8/17/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 11/18/2013

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 6/24/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 21

Date: 7/10/2007

NYSE Front Line Specialist Clerk

General Industry/Product Exam

Series 7

Date: 12/2/2006

General Securities Representative Examination

General Industry/Product Exam

Series 25

Date: 11/21/2006

NYSE Trading Assistant Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

LIQUIDNET, INC.

CRD#: 103987 / SEC#: , 8-52461

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

200 Vesey Street 5th Floor, New York, NY 10281

Mailing Address

200 Vesey Street 5th Floor, New York, NY 10281

Phone number

(212) 208-7061

Established

Delaware since 01/12/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICAP GLOBAL BROKING INC	SOLEMEMBER
BOND, ROBERT	CEO/DIRECTOR	4121948
HALLIGAN, BRIAN J	CHIEF COMPLIANCE OFFICER	5016364
PEZEU, CHRISTIAN JEAN MICHEL	CHIEF FINANCIAL OFFICER	5661987

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael W. Gibbons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael W Gibbons's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY & CO. LLC

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

GOLDMAN SACHS & CO. LLC

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

REDI GLOBAL TECHNOLOGIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/17/2006

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 11/18/2013

Series 3

Date: 6/24/2011

Series 21

Date: 7/10/2007

Series 7

Date: 12/2/2006

Series 25

Date: 11/21/2006

FINRA

Nasdaq Stock Market

Current Firm

LIQUIDNET, INC.

Contact information

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LIQUIDNET, INC.

TRUST BUT VERIFY

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