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Robert Farina

SEVENPOINT PARTNERS
Park City, UT
·CRD# 5193979·20 years experience

Professional Summary

Robert Farina, who also goes by Robert Anthony Farina, is a registered financial advisor currently at SEVENPOINT PARTNERS LLC located in Park City, Utah. Robert is registered as a RR (Registered Representative) and started their career in finance in 2006. Robert has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Anthony Farina

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

SEVENPOINT PARTNERS LLC·CRD# 333073
BD
1700 Park Avenue, Suite 2065, Park City, UT 84060
August 21, 2025 - Present
HARRIS WILLIAMS·CRD# 113930
BD
San Francisco, CA
August 1, 2023 - August 4, 2025
SIXPOINT PARTNERS LLC·CRD# 146067
BD
Park City, UT
December 12, 2011 - August 2, 2023
EVERCORE GROUP L.L.C.·CRD# 42405
BD
New York, NY
July 20, 2007 - March 4, 2011
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
September 12, 2006 - July 5, 2007

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Current Firm

SP
SEVENPOINT PARTNERS LLC

SEVENPOINT PARTNERS LLC | SEVENPOINT PARTNERS, LP

CRD#: 333073 / SEC#: 8-71287
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

60 River Road, Summit, NJ 07901

Mailing Address

60 River Road, Summit, NJ 07901

Phone Number

(305) 613-0857

Established

Delaware since 03/26/2025

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ZOLLER, ERIC NCEO & LIMITED PARTNER4795542
GOBERNA, LUIS DANIELCHIEF COMPLIANCE OFFICER7152621
SWICEGOOD, RONALD MARKFIN-OP6926780

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(8/21/2025)
RR
Utah
(3/31/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2016About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Farina's CRS (Customer Relationship Summary).

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