Shailesh S. Deshpande
Professional summary
Shailesh S Deshpande is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Shailesh is registered as a RR (Registered Representative) and started their career in finance in 2007. Shailesh has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shailesh S Deshpande's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2023 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 151 W 42nd Street 5th Floor, New York, NY 10036June 2, 2014 - February 14, 2023
CREDIT SUISSE SECURITIES (USA) LLC
May 10, 2011 - June 3, 2014
NATWEST MARKETS SECURITIES INC.
May 27, 2009 - May 9, 2011
MISSION CAPITAL LLC
January 12, 2007 - February 6, 2009
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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