Frank L. Lombardo

W ADVISORS LLC

MEMPHIS, TN 38120

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CRD#: 5192692

Professional summary

Frank Lawrence Lombardo III, who also goes by Larry Lombardo, Frank Lawrence Lombardo III, is a registered financial advisor currently at W ADVISORS LLC located in Memphis, Tennessee and PURSHE KAPLAN STERLING INVESTMENTS located in Germantown, Tennessee.

Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Frank has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry Lombardo | Frank Lawrence Lombardo Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. W ADVISORS, LLC - Investment Related - 2289 West Street, Germantown, TN 38138 - RIA - MEMBER IAR - Start 9/2013 - MANAGE MONEY FOR A FEE -140 HRS/MONTH. 2. PKSF-Investment related-Agent-80 State Street, Albany, NY 12207-Insurance-Agent-160 hrs/mth-100% during trading hrs-Provides insurance solutions to clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Lawrence Lombardo III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2015 - Present

W ADVISORS LLC

Office #1: 1715 Aaron Brenner Dr. Suite 218, Memphis, TN 38120Office #2: 2289 West Street, Germantown, TN 38138

RIA

CRD#: 168452

MEMPHIS, TN

Current

September 20, 2013 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 2289 West Street, Germantown, TN 38138

CRD#: 35747

Germantown, TN

Past

June 1, 2009 - October 2, 2013

MORGAN STANLEY

RIA

CRD#: 149777

MEMPHIS, TN

Past

June 1, 2009 - October 2, 2013

MORGAN STANLEY

CRD#: 149777

MEMPHIS, TN

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

MEMPHIS, TN

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

MEMPHIS, TN

Past

January 16, 2007 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MEMPHIS, TN

Past

November 2, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

W ADVISORS LLC

W ADVISORS LLC | W WEALTH ADVISORY SERVICES, LLC

CRD#: 168452 / SEC#: 801-78543

RIA

Registered Investment Advisory firm - (1/24/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/2/2021)

Arkansas
(9/20/2013)

Florida
(2/24/2014)

Mississippi
(9/20/2013)

Tennessee
(9/20/2013)

IAR

Tennessee
(3/26/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/12/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/13/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/1/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

W ADVISORS LLC

W ADVISORS LLC | W WEALTH ADVISORY SERVICES, LLC

CRD#: 168452 / SEC#: 801-78543

RIA

Registered Investment Advisory firm - (1/24/2014 Approved)

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Contact information

Main Address

2289 West Street, Germantown, TN 38138

Mailing Address

Phone number

(901) 410-8040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	475
AUM (Assets Under Management)	$ 209,523,186

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frank L. Lombardo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Lawrence Lombardo III's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

W ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/12/2007

SIE

Date: 10/1/2018

Series 31

Date: 2/13/2007

Series 7

Date: 11/1/2006

FINRA

Current Firm

W ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

W ADVISORS LLC

TRUST BUT VERIFY

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