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PO

Philippe R. Oertle

CATALINA CAPITAL GROUP
Torrance, CA 90505
CRD#: 5192671
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PO
Philippe Robert OertleCATALINA CAPITAL GROUP

Professional summary

Philippe Robert Oertle, who also goes by Philippe Oertle, is a registered financial advisor currently at CATALINA CAPITAL GROUP, LLC located in Torrance, California and CW ADVISORS, LLC located in Torrance, California.

Philippe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Philippe has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Philippe Oertle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philippe Robert Oertle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 11, 2016 - Present

CATALINA CAPITAL GROUP, LLC

Office #1: 2601 Airport Drive Suite 375, Torrance, CA 90505
RIA
CRD#: 172556
Torrance, CA
Current

June 1, 2026 - Present

CW ADVISORS, LLC

Office #1: 2601 Airport Drive Suite 375, Torrance, CA 90505
RIA
CRD#: 310873
TORRANCE, CA
Past

March 27, 2013 - July 11, 2016

FIRST FOUNDATION ADVISORS

RIA
CRD#: 106075
PASADENA, CA
Past

May 29, 2007 - August 9, 2012

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
LOS ANGELES, CA
Past

May 29, 2007 - August 9, 2012

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
LOS ANGELES, CA
Past

February 2, 2007 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
LOS ANGELES, CA
Past

October 26, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CW ADVISORS, LLC
CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA
Registered Investment Advisory firm - (10/21/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/11/2016)
IAR
Texas
(8/25/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/11/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/25/2006
General Securities Representative Examination

Current Firm

CA
CW ADVISORS, LLC
CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA
Registered Investment Advisory firm - (10/21/2020 Approved)
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Contact information

Main Address
155 Seaport Blvd 3rd Floor, Boston, MA 02210
Mailing Address
Phone number
(617) 428-7600
Established
Firm type
Fiscal year end
# of Employees
110

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CW ADVISORS ADV PART 2A (11/21/2025)
CW ADVISORS WRAP FEE PROGRAM (9/9/2025)

Regulatory assets under management

Total Number of Accounts12,836
AUM (Assets Under Management)$ 9,301,984,860

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/23/2025
Cover Page
Report
07/02/2024
Cover Page
Report
09/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CW ADVISORS, LLC

CRD#: 310873Torrance, CA 90505

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