Francisco R. Barajas
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
SAN RAMON, CA
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CRD#: 5192174
Professional summary
Francisco R Barajas, CFP®, who also goes by Francisco Ramos Barajas, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in San Ramon, California and FIDELITY BROKERAGE SERVICES LLC located in Dublin, California.
Francisco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Francisco has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
For the last 16 years, I have worked with many clients around investment planning, retirement planning, income protection, estate planning considerations and having essential conversations around finances. I have a true passion for wealth planning and take pride in helping clients reach for their financial goals. Your success is my success.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Tax Planning
Insurance Planning
Investment Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Francisco Ramos Barajas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Francisco R Barajas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Education
University of California, Davis
Bachelor of Arts (BA) - Economics and Political Science
2006
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 4500 A Tassajara Road, Dublin, CA 94568-4608RIA
CRD#: 104555
SAN RAMON, CA
Current
January 18, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4500-a Tassajara Road, Dublin, CA 94568BD
CRD#: 7784
Dublin, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SAN RAMON, CA
Past
January 25, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
DUBLIN, CA
Past
October 27, 2006 - January 8, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CAMPBELL, CA
Past
September 22, 2006 - January 8, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CAMPBELL, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/26/2019)
RR
Alaska(3/2/2024)
RR
Arizona(9/13/2018)
RR
California(1/18/2013)
IAR
California(3/31/2025)
RR
Colorado(4/17/2025)
RR
District of Columbia(9/4/2024)
RR
Florida(9/26/2019)
RR
Georgia(7/21/2023)
RR
Hawaii(6/2/2025)
RR
Idaho(9/26/2019)
RR
Illinois(9/26/2019)
RR
Iowa(8/8/2020)
RR
Kansas(4/23/2020)
RR
Kentucky(9/12/2024)
RR
Louisiana(4/9/2021)
RR
Maryland(3/2/2024)
RR
Massachusetts(9/18/2020)
RR
Nevada(1/18/2013)
RR
New Hampshire(4/17/2025)
RR
New Jersey(3/25/2023)
RR
New Mexico(10/1/2015)
RR
New York(10/8/2021)
RR
North Carolina(9/17/2018)
RR
Ohio(8/27/2022)
RR
Oregon(1/18/2013)
RR
Pennsylvania(4/17/2025)
RR
South Dakota(8/13/2021)
RR
Tennessee(8/25/2016)
RR
Texas(1/18/2013)
IAR
Texas(3/31/2025)
RR
Vermont(1/25/2023)
RR
Virginia(3/2/2024)
RR
Washington(1/18/2013)
RR
Wisconsin(8/13/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555San Ramon, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
