RS
Rabinder S. Sekhon
CETERA INVESTMENT ADVISERS LLC
LOS ANGELES, CA
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CRD#: 5192155
RS
Professional summary
Rabinder Singh Sekhon, CFP®, who also goes by Rabinder Singh Sekhorn, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Los Angeles, California and CETERA FINANCIAL SPECIALISTS LLC located in Los Angeles, California.
Rabinder is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Rabinder has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rabinder Singh Sekhorn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ANTHEM BLUE CROSS; NOT INV REL; SELL HEALTH INSURANCE TO INDIVIDUALS AND SMALL GROUPS; NEWBURY PARK, CA; SINCE 06/2010; 1 HR/WK: 2)BLUE SHIELD OF CA; NOT INV REL; SELL HEALTH INSURANCE; SAN FRANCISCO, CA; SINCE 07/2010; 1 H/WK: 3)KAISER PERMANENTE; NOT INV REL; PASADENA, CA; AGENT; SELL HEALTH INSURANCE; STARTED 8/25/2010; 2 HRS/MTH DURING TRADING HOURS: 4) SELF EMPLOYED; NOT INV REL; LOS ANGELES, CA; SOFTWARE CONSULTANT; CONSULTING DUTIES; START DATE 10/08/10; 60 HRS/MTH, 0 DURING SECURITIES TRADING HRS: 5) SEKHON ADVISORS; INV REL; LOS ANGELES, CA; FINANCIAL ADVICE AND INSURANCE SERVICES; PRINCIPAL / DBA; START DATE 2/2/09; 160 HRS/MTH DURING SECURITIES TRADING HRS: 6) NAME OF OTHER BUSINESS: LA CARE; INVESTMENT RELATED: NO; ADDRESS: 1021 S CARMELINA AVE, LOS ANGELES, CA 90049; NATURE OF BUSINESS: HEALTHCARE; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: BUSINESS ANALYST; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: ANALYZE DATA TO UNDERSTAND, DOCUMENT, AND IMPROVE BUSINESS PROCESSES, SERVICES, AND SOFTWARE
CRS (Client Relationship Summary) - RIA
Click below to view Rabinder Singh Sekhon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
February 4, 2009 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
LOS ANGELES, CA
Current
February 2, 2009 - Present
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
LOS ANGELES, CA
Past
October 2, 2007 - February 3, 2009
CINCINNATI ANALYSTS, INC.
RIA
CRD#: 5478
LOS ANGELES, CA
Past
October 16, 2006 - February 3, 2009
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/2/2009)
IAR
California(2/4/2009)
RR
Indiana(2/2/2009)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
