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Alan R. Druckenmiller
TRUST ADVISORY GROUP LTD
WILBRAHAM, MA
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CRD#: 5191639
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Professional summary
Alan Ray Druckenmiller, who also goes by Alan R Druckenmiller, is a registered financial advisor currently at TRUST ADVISORY GROUP LTD located in Wilbraham, Massachusetts and STONEX SECURITIES INC. located in Wilbraham, Massachusetts.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Alan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alan R Druckenmiller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name - (DBA) LifePath Financial Services LLC - 1215 Stony Hill Road, Wilbraham, MA 01095 Nature of Business: Series 7, 65, 63, fixed and variable life insurance and annuities, health plans insurances Investment Related: Yes Business Position: registered representative and owner Business Duties: all financial services, client meetings, organization, scheduling, compliance work, etc. Business Start Date: 03/05/2007 Approximately 40 hours spent on this OBA monthly, with 25+/- spent monthly during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Ray Druckenmiller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 24, 2014 - Present
TRUST ADVISORY GROUP LTD
RIA
CRD#: 106926
WILBRAHAM, MA
Current
October 29, 2024 - Present
STONEX SECURITIES INC.
BD
CRD#: 18456
Wilbraham, MA
Past
January 6, 2014 - September 24, 2024
AGES FINANCIAL SERVICES, LTD.
BD
CRD#: 15427
WILBRAHAM, MA
Past
May 9, 2012 - December 26, 2013
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
MONSON, MA
Past
May 8, 2012 - December 26, 2013
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
MONSON, MA
Past
September 4, 2009 - May 9, 2012
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
AGAWAM, MA
Past
May 7, 2007 - September 11, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
WILBRAHAM, MA
Past
April 10, 2007 - September 11, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
WILBRAHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUST ADVISORY GROUP LTD
ADVANTAGE WEALTH SOLUTIONS | TRUST ADVISORY GROUP LTD | STONEX WEALTH MANAGEMENT | STARR INVESTMENT SERVICES INC. | SOLARES HILL ADVISORS | RHK CAPITAL | RETIREMENT INCOME ADVISORS | PRIMARY WEALTH CARE PROVIDERS, LLC | PARAMOUNT FINANCIAL GROUP | ORION WEALTH ADVISORS | NEW ENGLAND TRUST SERVICES | MORRISTOWN CAPITAL ASSOCIATES LLC | MDS FINANCIAL | LIFE PATH FINANCIAL SERVICES | INVESTMENT SECURITIES GROUP | GIPSON-FITZPATRICK INVESTMENT MANGEMENT | CREATIVE WEALTH ADVISORS | COROMANDEL WEALTH MANAGEMENT | CINDRICH FINANCIAL SERVICES
CRD#: 106926 / SEC#: 801-46919
RIA
Registered Investment Advisory firm - (7/25/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(12/18/2024)
RR
Connecticut(10/30/2024)
RR
Maine(11/27/2024)
IAR
Massachusetts(2/24/2014)
RR
Massachusetts(11/27/2024)
RR
New Hampshire(12/16/2024)
RR
Ohio(10/30/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUST ADVISORY GROUP LTD
ADVANTAGE WEALTH SOLUTIONS | TRUST ADVISORY GROUP LTD | STONEX WEALTH MANAGEMENT | STARR INVESTMENT SERVICES INC. | SOLARES HILL ADVISORS | RHK CAPITAL | RETIREMENT INCOME ADVISORS | PRIMARY WEALTH CARE PROVIDERS, LLC | PARAMOUNT FINANCIAL GROUP | ORION WEALTH ADVISORS | NEW ENGLAND TRUST SERVICES | MORRISTOWN CAPITAL ASSOCIATES LLC | MDS FINANCIAL | LIFE PATH FINANCIAL SERVICES | INVESTMENT SECURITIES GROUP | GIPSON-FITZPATRICK INVESTMENT MANGEMENT | CREATIVE WEALTH ADVISORS | COROMANDEL WEALTH MANAGEMENT | CINDRICH FINANCIAL SERVICES
CRD#: 106926 / SEC#: 801-46919
RIA
Registered Investment Advisory firm - (7/25/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,720 |
| AUM (Assets Under Management) | $ 494,407,359 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
