Keli D. Cole
Professional summary
Keli D Cole, who also goes by Keli D Thompson, is a registered financial advisor currently at AVALON CAPITAL MANAGEMENT located in Menlo Park, California.
Keli is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Keli has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Keli D Cole's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2025 - Present
AVALON CAPITAL MANAGEMENT
Office #1: 525 Middlefield Road Suite 160, Menlo Park, CA 94025Primary Firm SEC Registration
AVALON CAPITAL MANAGEMENT
CRD#: 107501 / SEC#: 801-41657
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/29/2025)
Current Firm
AVALON CAPITAL MANAGEMENT
CRD#: 107501 / SEC#: 801-41657
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 487 |
| AUM (Assets Under Management) | $ 487,441,253 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 10/23/2024 | ||
| 10/18/2023 |
Red Flags
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