Vikram Patra
Professional summary
Vikram Patra, who also goes by VIk Patra, is a registered financial professional currently at PRIME EXECUTIONS, INC. located in New York, New York.
Vikram is registered as a RR (Registered Representative) and started their career in finance in 2006. Vikram has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vikram Patra's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2024 - Present
PRIME EXECUTIONS, INC.
Office #1: 40 Wall Street - 58th Floor, New York, NY 10005November 3, 2010 - January 24, 2017
NOMURA SECURITIES INTERNATIONAL, INC.
August 30, 2010 - April 18, 2011
NOMURA SECURITIES NORTH AMERICA, LLC
November 13, 2009 - August 18, 2010
UBS SECURITIES LLC
September 12, 2006 - October 6, 2009
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/4/2024)
Exams
Series 79TO
Date: 1/23/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PRIME EXECUTIONS, INC.
CRD#: 32889 / SEC#: , 8-43985
Contact information
FINRA licenses (36 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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