Christopher J. Barrett

BANKERS LIFE ADVISORY SERVICES

Wilmington, NC 28405

Some features on this profile are disabled

CRD#: 5191257

Professional summary

Christopher Jason Barrett, who also goes by Christopher Barrett, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Wilmington, North Carolina and BANKERS LIFE SECURITIES, INC. located in Wilmington, North Carolina.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Barrett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BANKERS LIFE AND CASUALTY POSITION: INSURANCE AGENT NATURE: NON VARIABLE INSURANCE SALES AND SERVICE INVESTMENT RELATED: NO NUMBER OF HOURS: 30 INVESTMENT RELATED HOURS:10 START DATE: 06/01/2011 ADDRESS: 1001 MILITARY CUTOFF RD, SUITE 202, WILMINGTON NC 28405 DESCRIPTION: INSURANCE AGENT WRIGHTSVILLE BEACH CLEANING LLC POSITION: MEMBER OF LLC NATURE: COMMERCIAL CLEANING INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2004 ADDRESS: PO BOX 1478, WRIGHTSVILLE BEACH NC 28480 DESCRIPTION: PAYROLL, MANAGEMENT,EXECUTIVE DUTIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Jason Barrett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 5, 2016 - Present

BANKERS LIFE ADVISORY SERVICES, INC.

Office #1: 1001 Military Ctf Road Ste 202, Wilmington, NC 28405

RIA

CRD#: 281285

Wilmington, NC

Current

May 26, 2016 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 1001 Military Ctf Road Suite 202, Wilmington, NC 28405

CRD#: 173962

Wilmington, NC

Past

April 27, 2015 - May 27, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

WILMINGTON, NC

Past

June 21, 2011 - May 26, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

WILMINGTON, NC

Past

August 2, 2006 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

WILMINGTON, NC

Past

August 2, 2006 - June 21, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WILMINGTON, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/27/2016)

Hawaii
(11/4/2021)

New York
(7/22/2019)

North Carolina
(5/26/2016)

IAR

North Carolina
(7/5/2016)

Pennsylvania
(11/9/2023)

South Carolina
(5/26/2016)

Virginia
(5/26/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/27/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/14/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/1/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

303 E. Wacker Drive 5th Fl, Chicago, IL 60601

Mailing Address

Phone number

(844) 553-9083

Established

Firm type

Fiscal year end

# of Employees

384

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLAS WRAP BROCHURE 03012025 (2/28/2025)

BLAS-ADV-PART2A 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	14,938
AUM (Assets Under Management)	$ 1,943,847,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Byron Smith

OSAIC WEALTH, INC.

IAR

OMAHA, NE

Eric Smith

J. W. COLE ADVISORS, INC.

IAR

JACKSONVILLE, FL

Leonard Witte

OSAIC WEALTH, INC.

SCOTTSDALE, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher J. Barrett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Jason Barrett's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANKERS LIFE SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BANKERS LIFE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/27/2015

Series 63

Date: 8/14/2006

SIE

Date: 10/1/2018

Series 7

Date: 5/19/2011

Series 6

Date: 8/1/2006

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors