Michael V. Balistreri

CRITICALPOINT PARTNERS LLC

El Segundo, CA 90245

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CRD#: 5191143

Professional summary

Michael Victor Balistreri is a registered financial professional currently at CRITICALPOINT PARTNERS LLC located in El Segundo, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Victor Balistreri's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2024 - Present

CRITICALPOINT PARTNERS LLC

Office #1: 2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245

CRD#: 317345

El Segundo, CA

Past

September 21, 2018 - January 31, 2024

ALVAREZ & MARSAL SECURITIES, LLC

CRD#: 127858

NEW YORK, NY

Past

August 6, 2014 - August 28, 2018

CANACCORD GENUITY LLC

CRD#: 1020

NEW YORK, NY

Past

November 15, 2006 - August 7, 2014

GORDIAN GROUP, LLC

CRD#: 24034

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/18/2024)

Exams

State Security Law Exam

Series 63

Date: 1/22/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/14/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/14/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CRITICALPOINT PARTNERS LLC

CRD#: 317345 / SEC#: , 8-70885

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245

Mailing Address

2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245

Phone number

(310) 321-4400

Established

California since 05/31/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MABRA HOLDINGS LLC	MEMBER
ROMERO, MONIQUE VICTORIA	FINOP/PFO/POO	6712654
YOUNG, WILLIAM MATTHEW	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	4205625

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael V. Balistreri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Victor Balistreri's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALVAREZ & MARSAL SECURITIES, LLC

CANACCORD GENUITY LLC

GORDIAN GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/22/2007

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/14/2006

Series 24

Date: 1/14/2019

FINRA

Current Firm

CRITICALPOINT PARTNERS LLC

Contact information

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CRITICALPOINT PARTNERS LLC

TRUST BUT VERIFY

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