Robert Hashim
Professional summary
Robert Hashim is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Hartsdale, New York and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Robert has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Hashim's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
May 19, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111November 14, 2019 - August 31, 2020
IMST DISTRIBUTORS, LLC
January 30, 2018 - October 14, 2019
EQUITABLE DISTRIBUTORS, LLC
April 15, 2015 - November 16, 2016
NYLIFE DISTRIBUTORS LLC
September 24, 2013 - April 17, 2015
ALPS DISTRIBUTORS, INC.
March 21, 2011 - November 14, 2011
ALPS DISTRIBUTORS, INC.
September 17, 2010 - March 18, 2011
CITIGROUP GLOBAL MARKETS INC.
March 3, 2010 - March 18, 2011
CITIGROUP GLOBAL MARKETS INC.
October 16, 2008 - October 14, 2009
CHASE INVESTMENT SERVICES CORP.
September 3, 2008 - October 14, 2009
CHASE INVESTMENT SERVICES CORP.
October 12, 2006 - August 7, 2008
DAVID LERNER ASSOCIATES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
