Brian T. Boswell

SAVVY

Georgetown, TX 78626

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CRD#: 5191011

Professional summary

Brian Thomas Boswell, CFP®, who also goes by Brian Boswell, is a registered financial advisor currently at SAVVY located in Georgetown, Texas.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brian has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Boswell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Frio Canyon Advisors LLC located at 551 South IH 35, Suite 302, Round Rock, TX 78664. Investment Related. Start Date: 06/2024. Position: Principal. Nature: Fixed Life Insurance. Duties: Insurance planning for wealth management clients. Approximately 5 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Thomas Boswell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 18, 2024 - Present

SAVVY

Office #1: 501 S Austin Ave, Georgetown, TX 78626

RIA

CRD#: 318493

Georgetown, TX

Past

February 26, 2015 - July 15, 2024

OAKWELL PRIVATE WEALTH MANAGEMENT

RIA

CRD#: 162096

AUSTIN, TX

Past

September 29, 2014 - February 24, 2015

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

AUSTIN, TX

Past

September 29, 2014 - February 24, 2015

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

AUSTIN, TX

Past

July 15, 2013 - September 26, 2014

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

SAN DIEGO, CA

Past

July 15, 2013 - September 26, 2014

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SAN DIEGO, CA

Past

February 1, 2013 - July 1, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

AUSTIN, TX

Past

February 1, 2013 - July 1, 2013

LPL FINANCIAL LLC

CRD#: 6413

AUSTIN, TX

Past

April 15, 2011 - January 23, 2013

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

AUSTIN, TX

Past

April 15, 2011 - January 23, 2013

CHARLES SCHWAB & CO., INC.

CRD#: 5393

AUSTIN, TX

Past

September 8, 2009 - April 11, 2011

LPL FINANCIAL LLC

CRD#: 6413

AUSTIN, TX

Past

December 8, 2008 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

AUSTIN, TX

Past

October 31, 2008 - December 10, 2008

OSAIC SERVICES, INC.

CRD#: 133763

AUSTIN, TX

Past

April 17, 2008 - March 29, 2011

STRATEGIC FINANCIAL CONCEPTS, LLC

RIA

CRD#: 141849

SAN ANTONIO, TX

Past

November 14, 2006 - October 31, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAVVY

CRD#: 318493 / SEC#: 801-123656

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/8/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/19/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/24/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/13/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SAVVY

CRD#: 318493 / SEC#: 801-123656

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

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Contact information

Main Address

111 West 33rd Street Unit 1410, New York, NY 10001

Mailing Address

Phone number

(833) 745-6789

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAVVY ADV PART 2 (8/19/2025)

Regulatory assets under management

Total Number of Accounts	3,776
AUM (Assets Under Management)	$ 1,295,318,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian T. Boswell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Thomas Boswell's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAKWELL PRIVATE WEALTH MANAGEMENT

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

LPL FINANCIAL LLC

MUTUAL SERVICE CORPORATION

OSAIC SERVICES, INC.

STRATEGIC FINANCIAL CONCEPTS, LLC

AMERICAN GENERAL SECURITIES INCORPORATED

Primary Firm SEC Registration

SAVVY

State Registrations and Notice Filings

Exams

Series 65

Date: 11/8/2007

Series 63

Date: 1/19/2007

SIE

Date: 2/24/2015

Series 7

Date: 10/21/2008

Series 6

Date: 11/13/2006

Current Firm

SAVVY

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAVVY

TRUST BUT VERIFY

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