MH
Mark D. Hasenauer
TD PRIVATE CLIENT WEALTH LLC
Glassboro, NJ 08028
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CRD#: 5190843
MH
Professional summary
Mark David Hasenauer, who also goes by Mark D Hasenauer, Mark Hasenauer, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Glassboro, New Jersey.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Mark has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark D Hasenauer | Mark Hasenauer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ANOTHER OPTION PROPERTIES, LLC; 99 STOKES ROAD, MEDFORD, NJ 08055; MEMBER (OWNER); OWNER/MANAGEMENT OF RESIDENTIAL RENTAL REAL ESTATE; NOT INVESTMENT RELATED; OWNER/MEMBER SINCE 01/2006; NOT AN EMPLOYEE OR OFFICER (NO ACTIVE PARTICIPATION OTHER THAN PARTICIPATION IN OWNER MEETINGS)
CRS (Client Relationship Summary) - RIA
Click below to view Mark David Hasenauer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark David Hasenauer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2015 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 201-211 West High Street, Glassboro, NJ 08028RIA
BD
CRD#: 164484
Glassboro, NJ
Current
September 17, 2015 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 1 Vanderbilt Avenue 23rd Floor, New York, NY 10017RIA
BD
CRD#: 164484
New York, NY
Past
February 13, 2012 - April 7, 2014
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
MOORESTOWN, NJ
Past
February 13, 2012 - April 7, 2014
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
MOORESTOWN, NJ
Past
September 20, 2010 - February 2, 2012
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
PHILADELPHIA, PA
Past
August 16, 2010 - February 2, 2012
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
PHILADELPHIA, PA
Past
January 23, 2009 - August 13, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WILMINGTON, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(9/18/2015)
IAR
Connecticut(9/18/2015)
RR
Delaware(9/18/2015)
IAR
Delaware(10/6/2015)
RR
Florida(9/18/2015)
IAR
Florida(10/5/2015)
RR
Iowa(5/8/2023)
IAR
Iowa(5/9/2023)
RR
Maine(9/18/2015)
IAR
Maine(9/22/2015)
RR
Maryland(9/18/2015)
IAR
Maryland(9/23/2015)
RR
Massachusetts(9/18/2015)
IAR
Massachusetts(9/23/2015)
RR
Montana(6/15/2023)
IAR
Montana(6/15/2023)
RR
New Hampshire(9/18/2015)
IAR
New Hampshire(9/21/2015)
RR
New Jersey(9/17/2015)
IAR
New Jersey(9/17/2015)
RR
New York(9/18/2015)
IAR
New York(8/5/2021)
RR
North Carolina(9/18/2015)
IAR
North Carolina(9/21/2015)
RR
Pennsylvania(9/17/2015)
IAR
Pennsylvania(9/17/2015)
RR
Rhode Island(9/18/2015)
IAR
Rhode Island(9/21/2015)
RR
South Carolina(9/18/2015)
IAR
South Carolina(9/23/2015)
RR
Vermont(9/18/2015)
IAR
Vermont(9/21/2015)
RR
Virginia(9/18/2015)
IAR
Virginia(9/18/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017
Mailing Address
1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017
Phone number
(877) 703-9896
Established
Delaware since 07/13/2012
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
662
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484Glassboro, NJ 08028TRUST BUT VERIFY
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