JC
John A. Cantone
LAMPERT CAPITAL MARKETS
Ny, NY 10022
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CRD#: 5190538
JC
Professional summary
John Alexander Cantone is a registered financial professional currently at LAMPERT CAPITAL MARKETS INC. located in Ny, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2006. John has worked at 2 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Alexander Cantone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2023 - Present
LAMPERT CAPITAL MARKETS INC.
Office #1: 900 Third Ave Suite 1403, Ny, NY 10022BD
CRD#: 103725
Ny, NY
Past
August 24, 2006 - July 7, 2023
CANTONE RESEARCH INC.
BD
CRD#: 26314
Eatontown, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/16/2023)
RR
Arkansas(8/29/2023)
RR
California(7/7/2023)
RR
Colorado(7/16/2023)
RR
Connecticut(7/16/2023)
RR
Delaware(7/19/2023)
RR
District of Columbia(7/16/2023)
RR
Florida(7/7/2023)
RR
Georgia(7/16/2023)
RR
Hawaii(8/23/2023)
RR
Illinois(1/31/2025)
RR
Iowa(7/24/2023)
RR
Kansas(8/2/2023)
RR
Louisiana(7/24/2023)
RR
Massachusetts(7/7/2023)
RR
Michigan(8/9/2023)
RR
Nevada(7/16/2023)
RR
New Jersey(8/31/2023)
RR
New York(7/7/2023)
RR
North Carolina(8/8/2023)
RR
Ohio(7/16/2023)
RR
Oklahoma(3/21/2025)
RR
Oregon(7/26/2023)
RR
Pennsylvania(7/10/2023)
RR
South Carolina(7/16/2023)
RR
Tennessee(7/18/2023)
RR
Texas(7/7/2023)
RR
Virginia(7/16/2023)
RR
West Virginia(8/10/2023)
RR
Wisconsin(10/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 7/7/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LC
LAMPERT CAPITAL MARKETS INC.
ICM CAPITAL MARKETS LTD. | LAMPERT CAPITAL MARKETS INC. | INTERNET CAPITAL MARKETS CORPORATION
CRD#: 103725 / SEC#: , 8-52234
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
900 Third Ave Suite 1403, Ny, NY 10022
Mailing Address
900 Third Ave Suite 1403, Ny, NY 10022
Phone number
(347) 614-4775
Established
New York since 09/25/1998
Firm type
Corporation
Fiscal year end
August
Firm Size
Small
# of Employees
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LAMPERT ADVISORS LLC | SHAREHOLDER | |
| LAMPERT, STEWART RANDY | CHAIRMAN/CEO DIRECTOR/ CCO | |
| NG, NELSON | CHIEF FINANCIAL OFFICER | 1716597 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
