Benjamin D. Burrows
Professional summary
Benjamin David Burrows, who also goes by Ben Burrows, Benjamin Burrows, is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Highlands Ranch, Colorado.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2006. Benjamin has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin David Burrows's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2015 - Present
JOHN HANCOCK DISTRIBUTORS LLC
November 22, 2011 - November 28, 2014
VOYA FINANCIAL PARTNERS, LLC
January 3, 2011 - November 22, 2011
VOYA FINANCIAL ADVISORS, INC.
April 8, 2010 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
October 5, 2009 - March 16, 2010
DIRECTED SERVICES LLC
February 13, 2008 - March 16, 2010
DIRECTED SERVICES LLC
August 15, 2006 - February 12, 2008
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/2022)
(1/24/2022)
(7/23/2018)
(5/19/2016)
(1/18/2022)
(7/20/2018)
(1/18/2022)
(1/18/2022)
(1/19/2022)
(1/15/2016)
(1/19/2022)
(1/19/2022)
(7/17/2018)
(1/26/2022)
(1/24/2022)
(1/18/2022)
(8/1/2018)
(1/20/2022)
(7/18/2018)
(1/19/2022)
(1/19/2022)
(9/22/2021)
(1/20/2022)
(1/18/2022)
(1/18/2022)
(7/19/2018)
(7/18/2018)
(1/26/2022)
(7/30/2018)
(1/20/2022)
(1/18/2022)
(7/18/2018)
(1/20/2022)
(1/20/2022)
(1/24/2022)
(1/18/2022)
(5/19/2016)
(1/18/2022)
(1/19/2022)
(1/27/2022)
(2/2/2022)
(1/24/2022)
(3/8/2022)
(1/22/2015)
(7/17/2018)
(7/17/2018)
(1/18/2022)
(1/19/2022)
(1/18/2022)
(1/24/2022)
(1/18/2022)
(7/18/2018)
Exams
FINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
