CD
Christopher J. Dennis
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS
Scottsdale, AZ 85254
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CRD#: 5190062
CD
Professional summary
Christopher John Dennis, CFA, who also goes by Christopher John Dennis II, Christopher Dennis, Cj Dennis, is a registered financial professional currently at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC located in Scottsdale, Arizona.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Christopher John Dennis Ii | Christopher Dennis | Cj Dennis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CFA SOCIERY OF PHOENIX, NOT INV RELATED, TEMPE, AZ, PAST PRESIDENT, START 6/30/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, SHARING BEST PRACTICES FOR MEMBERSHIP AND CANDIDATE SUPPORT.
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Dennis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 30, 2025 - Present
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Office #1: 15169 N Scottsdale Rd Suite 205, Scottsdale, AZ 85254BD
CRD#: 30107
Scottsdale, AZ
Past
August 23, 2023 - October 10, 2025
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SCOTTSDALE, AZ
Past
August 16, 2023 - October 10, 2025
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SCOTTSDALE, AZ
Past
March 5, 2014 - August 15, 2023
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
SCOTTSDALE, AZ
Past
August 14, 2006 - August 15, 2023
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/30/2025)
RR
Alaska(10/30/2025)
RR
Arkansas(10/30/2025)
RR
California(10/30/2025)
RR
Colorado(10/30/2025)
RR
Connecticut(10/30/2025)
RR
Delaware(10/30/2025)
RR
District of Columbia(10/30/2025)
RR
Florida(10/30/2025)
RR
Georgia(10/30/2025)
RR
Hawaii(10/30/2025)
RR
Idaho(10/30/2025)
RR
Illinois(10/30/2025)
RR
Indiana(10/30/2025)
RR
Iowa(10/30/2025)
RR
Kansas(10/30/2025)
RR
Kentucky(10/30/2025)
RR
Louisiana(10/30/2025)
RR
Maine(10/30/2025)
RR
Maryland(10/30/2025)
RR
Massachusetts(10/30/2025)
RR
Michigan(10/30/2025)
RR
Minnesota(10/30/2025)
RR
Mississippi(10/30/2025)
RR
Missouri(10/30/2025)
RR
Montana(10/30/2025)
RR
Nebraska(10/30/2025)
RR
Nevada(10/30/2025)
RR
New Hampshire(10/30/2025)
RR
New Jersey(10/30/2025)
RR
New Mexico(10/30/2025)
RR
New York(10/30/2025)
RR
North Carolina(10/30/2025)
RR
North Dakota(10/30/2025)
RR
Ohio(10/30/2025)
RR
Oklahoma(10/30/2025)
RR
Oregon(10/30/2025)
RR
Pennsylvania(10/30/2025)
RR
Puerto Rico(10/30/2025)
RR
Rhode Island(10/30/2025)
RR
South Carolina(10/30/2025)
RR
South Dakota(10/30/2025)
RR
Tennessee(10/30/2025)
RR
Texas(10/30/2025)
RR
Utah(10/30/2025)
RR
Vermont(10/30/2025)
RR
Virginia(10/30/2025)
RR
Washington(10/30/2025)
RR
West Virginia(10/30/2025)
RR
Wisconsin(10/30/2025)
RR
Wyoming(10/30/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
STATE STREET BROKERAGE SERVICES, INC. | STATE STREET GLOBAL MARKETS, LLC | STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC | STATE STREET CAPITAL MARKETS, LLC
CRD#: 30107 / SEC#: , 8-44744
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Congress Street, Boston, MA 02114
Mailing Address
One Congress Street, Boston, MA 02114
Phone number
(617) 664-3619
Established
Delaware since 03/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET GLOBAL ADVISORS, INC. | PARENT CORPORATION | |
| ALBERICI, MARK F | DIRECTOR | 3223458 |
| AMOA, APEAWUSU K | DIRECTOR | 7711546 |
| BONDS MAZZA, ALLISON HATHHORN | PRESIDENT AND DIRECTOR | 4439495 |
| CORBETT, TIMOTHY PAUL | DIRECTOR | |
| FERRARELLI, JAMES | DIRECTOR | 6961735 |
| LAPORTA, JEANNE MARIE | DIRECTOR & CHAIRWOMAN | 5946908 |
| TENORIO, EDITHA V | CHIEF FINANCIAL OFFICER | 6755490 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
| TUCKER, JOHN A | DIRECTOR | 7000761 |
Disclosures
| Regulatory Event | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
