JJ
Jeffrey C. Johnson
CETERA INVESTMENT ADVISERS LLC
LAFAYETTE, LA 70508
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CRD#: 5189274
JJ
Professional summary
Jeffrey Carlisle Johnson, who also goes by Jeff C Johnson, Jeff Johnson, Jeffrey C Johnson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lafayette, Louisiana and CETERA ADVISORS LLC located in Lafayette, Louisiana.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jeffrey has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff C Johnson | Jeff Johnson | Jeffrey C Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START FEBRUARY 2014, 5 HOURS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND ANNUITIES. 2)UNITED STATES MARINE CORPS RESERVES, NOT INVESTMENT RELATED, 2000 OPELLOUSE, NEW ORLEANS, LA, MILITARY, START JUNE 1991, 4 HOURS PER WEEK - NOT DURING TRADING HOURS, LT. COL. 3.)DBA JOHNSON FINANCIALS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 08/2015, OWNER, APX 40 HOURS PER WEEK, 32.5 DURING TRADING HOURS, DBA FOR FINANCIAL SERVICES. 4) NAME OF OTHER BUSINESS: ELECTION POLL WORKER, INVESTMENT RELATED: NO, ADDRESS: 800 SOUTH BUCHANAN, LAFAYETTE, LA, 70501, NATURE OF BUSINESS: POLITICAL ELECTIONS, START DATE: 11/2022, POSITION/TITLE/RELATIONSHIP: POLL WORKER, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CHECKING VOTER ID, DIRECTING TO VOTER MACHINES, AND ANSWERING QUESTIONS; 5) NAME OF OTHER BUSINESS: LIBERTY TAX; INVESTMENT RELATED: NO; ADDRESS: 2222 AMBASSADOR CAFFREY LAFAYETTE, LA 70506; NATURE OF BUSINESS: TAX PREPARATION; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: TAX PREPARER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PREPARE TAX RETURNS FOR TAX CLIENTS;
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Carlisle Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2014 West Pinhook Rd Ste 502, Lafayette, LA 70508RIA
CRD#: 105644
LAFAYETTE, LA
Current
February 18, 2014 - Present
CETERA ADVISORS LLC
BD
CRD#: 10299
Lafayette, LA
Past
February 18, 2014 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
December 7, 2010 - November 25, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAFAYETTE, LA
Past
December 7, 2010 - November 25, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
LAFAYETTE, LA
Past
October 23, 2007 - November 2, 2010
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
LAFAYETTE, LA
Past
September 6, 2007 - November 2, 2010
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
LAFAYETTE, LA
Past
December 1, 2006 - July 25, 2007
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
LAFAYETTE, LA
Past
September 25, 2006 - July 25, 2007
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
LAFAYETTE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/14/2022)
RR
Colorado(12/3/2024)
RR
Kansas(1/3/2020)
RR
Louisiana(2/18/2014)
IAR
Louisiana(3/21/2024)
RR
Maryland(7/26/2022)
RR
New Mexico(6/16/2022)
RR
Texas(2/18/2014)
IAR
Texas(3/21/2024)
RR
Virginia(2/18/2014)
RR
Washington(7/22/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Lafayette, LA 70508TRUST BUT VERIFY
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