Gerald Antonio

BRIO FINANCIAL GROUP

San Francisco, CA 94104

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CRD#: 5188256

Professional summary

Gerald Antonio is a registered financial advisor currently at BRIO FINANCIAL GROUP located in San Francisco, California.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Gerald has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Antonio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2023 - Present

BRIO FINANCIAL GROUP

Office #1: 19 Sutter Street, San Francisco, CA 94104

RIA

CRD#: 289889

San Francisco, CA

Past

February 24, 2007 - April 9, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

February 24, 2007 - April 9, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

Past

November 23, 2006 - December 11, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN FRANCISCO, CA

Past

September 19, 2006 - December 11, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIO FINANCIAL GROUP

BRIO CONSULTANTS, LLC | BRIO FINANCIAL GROUP

CRD#: 289889 / SEC#: 801-111830

RIA

Registered Investment Advisory firm - (10/13/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/22/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/9/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/2006

General Securities Representative Examination

Current Firm

BRIO FINANCIAL GROUP

BRIO CONSULTANTS, LLC | BRIO FINANCIAL GROUP

CRD#: 289889 / SEC#: 801-111830

RIA

Registered Investment Advisory firm - (10/13/2017 Approved)

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Contact information

Main Address

19 Sutter Street, San Francisco, CA 94104

Mailing Address

Phone number

(415) 623-2450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A: FIRM BROCHURE (4/15/2025)

ADV PART 2A APPENDIX 1: WRAP FEE PROGRAM BROCHURE (4/15/2025)

Regulatory assets under management

Total Number of Accounts	3,082
AUM (Assets Under Management)	$ 842,643,716

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gerald Antonio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Antonio's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BRIO FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/2023

Series 66

Date: 11/22/2006

SIE

Date: 4/9/2018

Series 7

Date: 9/18/2006

Current Firm

BRIO FINANCIAL GROUP

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIO FINANCIAL GROUP

TRUST BUT VERIFY

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