Michael Tong
Professional summary
Michael Tong, who also goes by Michael Ming Tong, is a registered financial advisor currently at ROBERTSON STEPHENS located in New York, New York.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Michael has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Tong's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2024 - Present
ROBERTSON STEPHENS
Office #1: 810 Seventh Avenue 37th Floor, New York, NY 10019September 27, 2019 - August 23, 2023
MORGAN STANLEY
Primary Firm SEC Registration
ROBERTSON STEPHENS
CRD#: 289977 / SEC#: 801-111814
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/5/2024)
Exams
Series 7TO
Date: 9/27/2019
General Securities Representative ExaminationCurrent Firm
ROBERTSON STEPHENS
CRD#: 289977 / SEC#: 801-111814
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,419 |
| AUM (Assets Under Management) | $ 7,139,384,497 |
Red Flags
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