JC
Justin M. Chadwick
CAPITAL INVESTMENT ADVISORY SERVICES
IRMO, SC 29063
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CRD#: 5187014
JC
Professional summary
Justin Marc Chadwick is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Irmo, South Carolina and CAPITAL INVESTMENT GROUP, INC. located in Irmo, South Carolina.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Justin has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED AND TERM INSURANCE. AGENT. STARTED 02/2012. 1-2 HOURS PER MONTH. NOT INVESTMENT RELATED. 2. CHADWICK FINANCIAL, LLC. PRESIDENT. STARTED 5/2017. 3547 DREHER SHOALS RD, STE 3, IRMO, SC 29063. SECURITIES, ADVISORY AND INSURANCE RELATED BUSINESS. INVESTMENT RELATED. 40 HRS/WK, 40 DURING NORMAL BUSINESS HRS. 3. JENNIFER M. CHADWICK. POA FOR REP'S MOTHER. STARTED 6/2022. NO CURRENT DUTIES OR ACTION REQUIRED. 0 HRS/WK, 0 DURING NORMAL BUSINESS. NO COMPENSATION.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Marc Chadwick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2009 - Present
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Office #1: 3547 Dreher Shoals Road Ste 3, Irmo, SC 29063RIA
CRD#: 149124
IRMO, SC
Current
December 5, 2006 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 3547 Dreher Shoals Road Suite 3, Irmo, SC 29063BD
CRD#: 14752
Irmo, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/5/2016)
RR
Arizona(11/17/2017)
RR
Arkansas(2/4/2021)
RR
Florida(7/2/2019)
RR
Georgia(12/20/2006)
RR
Mississippi(6/12/2012)
RR
Montana(11/21/2022)
RR
North Carolina(10/8/2012)
RR
Ohio(12/18/2018)
RR
South Carolina(12/18/2006)
IAR
South Carolina(9/8/2009)
RR
Texas(1/26/2016)
RR
Virginia(5/11/2023)
RR
Washington(10/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,619 |
| AUM (Assets Under Management) | $ 1,930,938,262 |
Red Flags
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Company Information
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CRD#: 149124Irmo, SC 29063TRUST BUT VERIFY
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