Justin E. Yager
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Edward Yager, who also goes by Justin Edward Yager, Justin Yager, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2006. Justin had worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 79, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2022 - July 31, 2023
NUVEEN SECURITIES, LLC
December 7, 2018 - August 4, 2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 20, 2014 - January 17, 2017
D.A. DAVIDSON & CO.
September 1, 2010 - July 3, 2013
WELLS FARGO SECURITIES, LLC
May 21, 2007 - September 3, 2010
WELLS FARGO CLEARING SERVICES, LLC
September 25, 2006 - May 10, 2007
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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