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MC

Michael J. Cox

BLUEPATH CAPITAL LLC
San Francisco, CA 94129
Some features on this profile are disabled
CRD#: 5184603
MC

Professional summary

Michael Jeffrey James Cox is a registered financial professional currently at BLUEPATH CAPITAL LLC located in San Francisco, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 3 firms and has passed the Series 63, Series 99TO, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Jeffrey James Cox's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 14, 2020 - Present

BLUEPATH CAPITAL LLC

Office #1: 39 Mesa Street Suite 103, San Francisco, CA 94129Office #2: 39 Mesa Street Suite 103, San Francisco, CA 94129
BD
CRD#: 307474
San Francisco, CA
Past

March 8, 2013 - December 31, 2015

ACKRELL CAPITAL, LLC

BD
CRD#: 129847
SAN FRANCISCO, CA
Past

August 3, 2006 - November 2, 2012

THINKEQUITY LLC

BD
CRD#: 44274
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/25/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 8/21/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7
Date: 8/2/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/31/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BLUEPATH CAPITAL LLC
BLUEPATH CAPITAL LLC

CRD#: 307474 / SEC#: , 8-70497

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
39 Mesa Street Suite 103, San Francisco, CA 94129
Mailing Address
39 Mesa Street Suite 103, San Francisco, CA 94129
Phone number
(415) 524-0429
Established
Delaware since 11/08/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLUEPATH FINANCE, INC.MEMBER
CHUN, YUEN NAFINOP/PFO/POO2219603
COX, MICHAEL JEFFREY JAMESCHIEF EXECUTIVE OFFICER5184603
GIORDANO, JOSEPH PETERCCO2766544

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUEPATH CAPITAL LLC

CRD#: 307474San Francisco, CA 94129

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