Douglas P. Brown
Professional summary
Douglas Patrick Brown, who also goes by Douglas Brown, is a registered financial professional currently at WALLEYE TRADING LLC located in Chicago, Illinois.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 2011. Douglas has worked at 2 firms and has passed the Series 57TO, SIE, Series 56 and Series 44 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Patrick Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2015 - Present
WALLEYE TRADING LLC
Office #1: 1 North Franklin St Suite 650, Chicago, IL 60606March 7, 2011 - August 12, 2015
SPOT TRADING L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 8/17/2011
Proprietary Trader Qualification ExaminationSeries 44
Date: 3/8/2011
PCX Market Maker ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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