Chad Trecida

CNL SECURITIES

ORLANDO, FL 32801

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CRD#: 5184236

Professional summary

Chad Trecida is a registered financial professional currently at CNL SECURITIES CORP. located in Orlando, Florida.

Chad is registered as a RR (Registered Representative) and started their career in finance in 2006. Chad has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chad Trecida's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2012 - Present

CNL SECURITIES CORP.

Office #1: 450 South Orange Avenue Suite 1300, Orlando, FL 32801

CRD#: 10356

ORLANDO, FL

Past

November 10, 2010 - March 26, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

WINTER PARK, FL

Past

October 29, 2010 - March 26, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

WINTER PARK, FL

Past

January 26, 2010 - October 27, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

CLEARWATER, FL

Past

January 15, 2010 - October 27, 2010

LPL FINANCIAL LLC

CRD#: 6413

CLEARWATER, FL

Past

December 24, 2008 - January 20, 2010

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

CLEARWATER, FL

Past

December 8, 2008 - January 20, 2010

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

CLEARWATER, FL

Past

October 9, 2006 - November 26, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TAMPA, FL

Past

September 8, 2006 - November 26, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/12/2018)

Florida
(4/13/2012)

Mississippi
(4/12/2018)

Puerto Rico
(7/30/2015)

Virgin Islands
(12/13/2018)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CNL SECURITIES CORP.

CENTENNIAL INVESTMENT COMPANY | CNL SECURITIES CORP. | CNL INVESTMENT COMPANY | CNL

CRD#: 10356 / SEC#: , 8-26901

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

450 South Orange Avenue Suite 1300, Orlando, FL 32801

Mailing Address

P.o Box 4920, Orlando, FL 32802-4920

Phone number

(407) 650-1000

Established

Florida since 11/13/1979

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CNL FINANCIAL GROUP, INC.	PARENT COMPANY OF CNL SECURITIES CORP.
BOYCE, KATHLEEN ANNE	CHIEF COMPLIANCE OFFICER	3086688
HELMS, BRACKSTON EDWARD	CO-PRESIDENT	2730942
MUJA, GZIM	CO-PRESIDENT	2916434
MUJA, GZIM	NATIONAL SALES DIRECTOR	2916434
TURNER, TRACY JEANNE	CHIEF FINANCIAL OFFICER, FINOP & TREASURER	6122300

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chad Trecida

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chad Trecida's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2006

SIE

Date: 10/1/2018

Series 7

Date: 9/7/2006

FINRA

Current Firm

CNL SECURITIES CORP.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CNL SECURITIES CORP.

TRUST BUT VERIFY

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