Kristin G. Borke
Professional summary
Kristin Gail Borke, who also goes by Kristin Gail Borke, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Highlands Ranch, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Kristin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Kristin has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kristin Gail Borke's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
June 8, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E. Orchard Rd, Greenwood Village, CO 80111May 3, 2022 - October 14, 2022
TD AMERITRADE, INC.
May 3, 2022 - June 2, 2023
TD AMERITRADE, INC.
February 7, 2007 - June 2, 2023
CHARLES SCHWAB & CO., INC.
February 7, 2007 - June 2, 2023
CHARLES SCHWAB & CO., INC.
September 19, 2006 - December 5, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
August 29, 2006 - December 5, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
