Chad C. Wauschek

PATHWAY ADVISORS

Fallbrook, CA 92028

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CRD#: 5182847

Professional summary

Chad C Wauschek, CFP® is a registered financial advisor currently at PATHWAY ADVISORS, LLC located in Fallbrook, California.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Chad has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Cwick, APC, Tax & Accounting Services, non-investment related, 1595 S Mission Rd., Fallbrook, CA 92028, Partner since 1/4/2016, 95% of time spent. 2. Dunlap, Wauschek & Elfarra CPAs (dba Pathway Consulting Group), Tax & Accounting Services, non-investment related, 1595 S Mission Rd., Fallbrook, CA 92028, Partner since 1/1/2012, 5% of time spent. 3. Real Estate Salesperson, self-employed, non-investment related, 1595 S Mission Rd., Fallbrook, CA 92028, Partner since 7/24/2015, 0% of time spent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad C Wauschek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

March 19, 2025 - Present

PATHWAY ADVISORS, LLC

Office #1: 1595 South Mission Road, Fallbrook, CA 92028

RIA

CRD#: 306117

Fallbrook, CA

Past

July 18, 2012 - February 3, 2020

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

ESCONDIDO, CA

Past

June 27, 2012 - February 3, 2020

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

ESCONDIDO, CA

Past

December 11, 2006 - February 10, 2007

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

FALLBROOK, CA

Past

November 22, 2006 - February 10, 2007

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

FALLBROOK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/17/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/26/2012

General Securities Representative Examination

Current Firm

PATHWAY ADVISORS, LLC

CRD#: 306117 / SEC#:

California

Registered Investment Advisory firm - (1/21/2020 Approved)

Idaho

Registered Investment Advisory firm - (11/8/2021 Approved)

Texas

Registered Investment Advisory firm - (11/20/2020 Conditional Restricted)

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Contact information

Main Address

1595 South Mission Road, Fallbrook, CA 92028

Mailing Address

Phone number

(760) 466-2003

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	299
AUM (Assets Under Management)	$ 57,952,485

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Chad C. Wauschek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad C Wauschek's CRS (Customer Relationship Summary).

Certified licenses

Experience

PATHWAY ADVISORS, LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/17/2012

SIE

Date: 10/1/2018

Series 7

Date: 6/26/2012

Current Firm

PATHWAY ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PATHWAY ADVISORS, LLC

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