AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JT

Julia Carolina Tinoco

STONEX FINANCIAL
MIAMI, FL
·CRD# 5182347·14 years registered

Professional Summary

Julia Carolina Tinoco, who also goes by Julia C Tinoco, is a registered financial advisor currently at STONEX FINANCIAL INC. located in Miami, Florida. Julia is registered as a RR (Registered Representative) and started their career in finance in 2012. Julia has worked at 2 firms and has passed the SIE and Series 99 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Julia C Tinoco

Blog Corner

More Resources

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

Years of Experience

14 years registered in the securities industry

Current & Past Employments

Current

STONEX FINANCIAL INC.Current·CRD# 45993
BD
333 Se 2nd Ave 21st Floor, Miami, FL 33131
June 30, 2017 - Present

Past

BULLTICK, LLCPast·CRD# 104005
BD
Miami, FL
October 22, 2012 - July 3, 2017

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

Current Firm

SF
STONEX FINANCIAL INC.

INTERNATIONAL TRADER ASSOCIATION, INC. | STONEX FINANCIAL INC. | STONEX | INTLTRADER.COM, INC. | INTL TRADING, INC. | INTL FCSTONE SECURITIES INC. | INTL FCSTONE FINANCIAL INC.

CRD#: 45993 / SEC#: 8-51269
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Mailing Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Phone Number

(407) 741-5300

Established

Florida since 05/29/1998

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEX GROUP INC.OWNER—
ANGELICO, VINCENTPRESIDENT2464837
DAVISON, STUART ANDREWDIRECTOR; CHIEF OPERATING OFFICER7824576
DICIOLLO, ANTHONY JOSEPHDIRECTOR, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD4976402
DUNAWAY, WILLIAM JOHNDIRECTOR, CHIEF FINANCIAL OFFICER6505923
MAURER, MARK LDIRECTOR, CHIEF RISK OFFICER4234406
PORZIO, JOSEPH JOHNFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1319702
RAPPAPORT, JACOBDIRECTOR4824681
SHEA, KEVINSECRETARY8263627
SMITH, PHILIP ANDREWDIRECTOR4999097
SZEKELY, GIGI KLARACHIEF COMPLIANCE OFFICER - BD DIVISION2530826
TURNER, RYANDIRECTOR8358514

Disclosures

Regulatory Event

76

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 99 — Operations Professional Examination

Passed Oct 2012About the Series 99 exam
FINRA
SRO Registrations

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Julia Carolina Tinoco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Noah Philip Alweiss
Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#