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LJ

Lee M. Jones

NEWEDGE SECURITIES
Pittsburgh, PA 15222-4235
Some features on this profile are disabled
CRD#: 5181921
LJ

Professional summary

Lee Michael Jones, AIF® is a registered financial professional currently at NEWEDGE SECURITIES, LLC located in Pittsburgh, Pennsylvania and MID ATLANTIC CLEARING & SETTLEMENT CORPORATION located in Pittsburgh, Pennsylvania.

Lee is registered as a RR (Registered Representative) and started their career in finance in 2020. Lee has worked at 2 firms and has passed the Series 99TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lee Michael Jones's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

October 26, 2020 - Present

NEWEDGE SECURITIES, LLC

Office #1: 1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-4235
BD
CRD#: 10674
Pittsburgh, PA
Current

November 11, 2020 - Present

MID ATLANTIC CLEARING & SETTLEMENT CORPORATION

Office #1: 1251 Waterfront Place Suite 540, Pittsburgh, PA 15222
BD
CRD#: 37466
Pittsburgh, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 10/26/2020
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 7/23/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MA
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
ADVISORS CLEARING NETWORK, INC. | MID ATLANTIC CLEARING & SETTLEMENT CORPORATION | LIFE CYCLE MUTUAL FUNDS DISTRIBUTORS, INC. | BISYS BD SERVICES, INC.

CRD#: 37466 / SEC#: , 8-47758

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1251 Waterfront Place Suite 540, Pittsburgh, PA 15222
Mailing Address
1251 Waterfront Pl Ste 510 Suite 540, Pittsburgh, PA 15222
Phone number
8006937800345
Established
Delaware since 09/12/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MID ATLANTIC TRUST COMPANYOWNER
BAIER, ELIZABETH CURROFINOP4851105
BANCO, JOSEPH FRANKLIN JRPRINCIPAL FINANCIAL OFFICER (CF0)2850198
JENKINS, WILLIAM HENRYCCO3004337
SMITH, KYLE PETERPRESIDENT2142563

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MID ATLANTIC CLEARING & SETTLEMENT CORPORATION

CRD#: 37466Pittsburgh, PA 15222-4235

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