Nicholas Craig Gilmore
Professional Summary
Nicholas Craig Gilmore, who also goes by Nicholas C Gilmore, is a registered financial advisor currently at CAROLINA FINANCIAL SECURITIES, LLC located in Brevard, North Carolina and CAROFIN, LLC located in Brevard, North Carolina. Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2006. Nicholas has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nicholas C Gilmore
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
CAROFIN, LLC
Contact Information
Main Address
100 Elks Club Rd., Brevard, NC 28712Mailing Address
100 Elks Club Rd., Brevard, NC 28712Phone Number
(828) 393-0088Established
North Carolina since 05/03/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (21 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAROLINA FINANCIAL SECURITIES, LLC | MEMBER - COMMON | 41970 |
| CAROFIN HOLDINGS, INC. | MEMBER - COMMON | — |
| DRAKE, PHILIP CALVIN | MEMBER - PREFERRED | — |
| STAR, JOSHUA S. | MEMBER - PREFERRED | 3244678 |
| GILMORE, NICHOLAS CRAIG | CTO, COO-CFO AND FINOP | 5181593 |
| MILHAUPT, PETER STUART | MANAGER | 728310 |
| ROBERTS, BRUCE VICTOR | CCO | 1489110 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nicholas Craig Gilmore's CRS (Customer Relationship Summary).
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