Laca Wong-hammond
Professional summary
Laca Wong-hammond, who also goes by Laca Wong, is a registered financial professional currently at LUMENT SECURITIES, LLC located in Columbus, Ohio.
Laca is registered as a RR (Registered Representative) and started their career in finance in 2006. Laca has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laca Wong-hammond's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2019 - Present
LUMENT SECURITIES, LLC
Office #1: 10 West Broad Street 8th Floor, Columbus, OH 43215November 6, 2014 - February 5, 2019
KROLL SECURITIES LLC
January 2, 2013 - October 9, 2014
RAYMOND JAMES & ASSOCIATES, INC.
June 1, 2007 - January 2, 2013
MORGAN KEEGAN & COMPANY, LLC
September 14, 2006 - June 6, 2007
SHATTUCK HAMMOND PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/25/2021)
(2/15/2019)
(2/19/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LUMENT SECURITIES, LLC
CRD#: 14840 / SEC#: , 8-31175
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | SHAREHOLDER | |
| CROFT, JAMES FRANCIS | CHAIRMAN, BOARD OF MANAGERS | 2148025 |
| KIRKWOOD, ROBERT THOMAS | CHIEF EXECUTIVE OFFICER, BOARD OF MANAGERS | 6025468 |
| MAINELLI, KEVIN JOSEPH | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | 1751991 |
| SMITH, MARY AGNES | CHIEF FINANCIAL OFFICER AND FINOP | 2498307 |
Red Flags
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