Mehdi N. Hasan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mehdi Null Hasan, who also goes by Mehdi Hasan, was a registered financial professional .
Mehdi is a previously registered financial professional and started their career in finance in 2006. Mehdi had worked at 4 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2010 - October 25, 2012
ORACLE CAPITAL SECURITIES, LLC
February 19, 2010 - May 17, 2010
RA CAPITAL ADVISORS LLC
January 7, 2010 - February 16, 2010
COLORADO FINANCIAL SERVICE CORPORATION
September 4, 2006 - February 13, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ORACLE CAPITAL SECURITIES, LLC
CRD#: 145868 / SEC#: , 8-67762
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
