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MH

Mehdi N. Hasan

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CRD#: 5181263
MH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mehdi Null Hasan, who also goes by Mehdi Hasan, was a registered financial professional .

Mehdi is a previously registered financial professional and started their career in finance in 2006. Mehdi had worked at 4 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mehdi Hasan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 13, 2010 - October 25, 2012

ORACLE CAPITAL SECURITIES, LLC

BD
CRD#: 145868
SAN DIEGO, CA
Past

February 19, 2010 - May 17, 2010

RA CAPITAL ADVISORS LLC

BD
CRD#: 40992
SAN DIEGO, CA
Past

January 7, 2010 - February 16, 2010

COLORADO FINANCIAL SERVICE CORPORATION

BD
CRD#: 104343
SOLANA BEACH, CA
Past

September 4, 2006 - February 13, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/22/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


OC
ORACLE CAPITAL SECURITIES, LLC
ORACLE CAPITAL SECURITIES, LLC

CRD#: 145868 / SEC#: , 8-67762

BD
Terminated by SEC on 02/11/2020
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Contact information


Main Address
Mailing Address
Phone number
Established
Arizona since 12/27/2006
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ORACLE CAPITAL LLCOWNER
KOWALSKI, DEIRDRE PATTENFINOP AND PFO1357509
MAXFIELD, ROBERT GARY JRPRESIDENT, CCO2639708
MAXFIELD, ROBERT GARY JRGENERAL PRINCIPAL AND POO2639708

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ORACLE CAPITAL SECURITIES, LLC

CRD#: 145868

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