Christopher E. Baso
Professional summary
Christopher Edward Baso, CFP®, who also goes by Chris Baso, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Edward Baso's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2014
Experience
December 26, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901February 2, 2022 - December 31, 2022
THE LEADERS GROUP, INC.
April 29, 2020 - February 1, 2021
BROOKSTONE WEALTH ADVISORS, LLC
December 11, 2018 - February 10, 2020
PRINCIPAL SECURITIES, INC.
October 17, 2018 - February 10, 2020
PRINCIPAL SECURITIES, INC.
January 3, 2007 - March 26, 2008
FBL MARKETING SERVICES, LLC
August 18, 2006 - December 31, 2006
FARMERS FINANCIAL SOLUTIONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/26/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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