KB
Kevin M. Brooks
SIXTH STREET BD
Chicago, IL 60606
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CRD#: 5181059
KB
Professional summary
Kevin Michael Brooks is a registered financial professional currently at SIXTH STREET BD, LLC located in Chicago, Illinois.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2014. Kevin has worked at 2 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kevin Michael Brooks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2025 - Present
SIXTH STREET BD, LLC
Office #1: 110 N Wacker Drive Suite 4525, Chicago, IL 60606BD
CRD#: 281933
Chicago, IL
Past
September 5, 2014 - March 20, 2025
PIMCO INVESTMENTS LLC
BD
CRD#: 154957
Chicago, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/3/2025)
RR
Alaska(4/3/2025)
RR
Arizona(4/3/2025)
RR
Arkansas(4/3/2025)
RR
California(4/3/2025)
RR
Colorado(4/3/2025)
RR
Connecticut(4/3/2025)
RR
Delaware(4/3/2025)
RR
District of Columbia(4/3/2025)
RR
Florida(4/3/2025)
RR
Georgia(4/3/2025)
RR
Hawaii(4/3/2025)
RR
Idaho(4/3/2025)
RR
Illinois(4/3/2025)
RR
Indiana(4/3/2025)
RR
Iowa(4/3/2025)
RR
Kansas(4/3/2025)
RR
Kentucky(4/3/2025)
RR
Louisiana(4/3/2025)
RR
Maine(4/3/2025)
RR
Maryland(4/3/2025)
RR
Massachusetts(4/3/2025)
RR
Michigan(4/3/2025)
RR
Minnesota(4/3/2025)
RR
Mississippi(4/3/2025)
RR
Missouri(4/3/2025)
RR
Montana(4/3/2025)
RR
Nebraska(4/3/2025)
RR
Nevada(4/3/2025)
RR
New Hampshire(4/3/2025)
RR
New Jersey(4/3/2025)
RR
New Mexico(4/3/2025)
RR
New York(4/3/2025)
RR
North Carolina(4/3/2025)
RR
North Dakota(4/3/2025)
RR
Ohio(4/3/2025)
RR
Oklahoma(4/3/2025)
RR
Oregon(4/3/2025)
RR
Pennsylvania(4/3/2025)
RR
Puerto Rico(4/3/2025)
RR
Rhode Island(4/3/2025)
RR
South Carolina(4/3/2025)
RR
South Dakota(4/3/2025)
RR
Tennessee(4/3/2025)
RR
Texas(4/3/2025)
RR
Utah(4/3/2025)
RR
Vermont(4/3/2025)
RR
Virgin Islands(4/3/2025)
RR
Virginia(4/3/2025)
RR
Washington(4/3/2025)
RR
West Virginia(4/3/2025)
RR
Wisconsin(4/3/2025)
RR
Wyoming(4/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SIXTH STREET BD, LLC
SIXTH STREET BD, LLC | TSSP BD, LLC
CRD#: 281933 / SEC#: , 8-69697
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
888 Seventh Avenue 41st Floor, New York, NY 10106
Mailing Address
888 Seventh Avenue 41st Floor, New York, NY 10106
Phone number
+1 (212) 405-8418
Established
Delaware since 01/26/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIXTH STREET PARTNERS MANAGEMENT COMPANY, L.P. | MEMBER | |
| SIXTH STREET PARTNERS II MANAGEMENT COMPANY, L.P. | MEMBER | |
| CHEN, DAVID ERIC | CHIEF COMPLIANCE OFFICER | 5679045 |
| D'ARCY, BRIAN EDWARD | CO-CHIEF EXECUTIVE OFFICER | 4972383 |
| SIMMONDS, IAN TIMOTHY | CO-CHIEF EXECUTIVE OFFICER | 5028367 |
| TSSP HOLDCO MANAGEMENT, LLC | MANAGING MEMBER | |
| WANEK, DANIEL LOUIS | CHIEF FINANCIAL OFFICER/FINOP, POO, PFO | 6534764 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
