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Brian Edward D'arcy

SIXTH STREET BD
Walnut Creek, CA
·CRD# 4972383·18 years experience

Professional Summary

Brian Edward D'arcy, who also goes by Brian E Darcy, Brian Edward Darcy, is a registered financial advisor currently at SIXTH STREET BD, LLC located in Walnut Creek, California. Brian is registered as a RR (Registered Representative) and started their career in finance in 2008. Brian has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brian E Darcy, Brian Edward Darcy

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

SIXTH STREET BD, LLC·CRD# 281933
BD
1. 1676 North California Blvd Suite 630, Walnut Creek, CA 945962. 1 Letterman Drive Building B, Suite B6-100, San Francisco, CA 94129
March 17, 2016 - Present
TPG CAPITAL BD, LLC·CRD# 143876
BD
San Francisco, CA
March 10, 2011 - March 23, 2016
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
September 1, 2008 - February 10, 2011

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Current Firm

SS
SIXTH STREET BD, LLC

SIXTH STREET BD, LLC | TSSP BD, LLC

CRD#: 281933 / SEC#: 8-69697
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

888 Seventh Avenue 41st Floor, New York, NY 10106

Mailing Address

888 Seventh Avenue 41st Floor, New York, NY 10106

Phone Number

+1 (212) 405-8418

Established

Delaware since 01/26/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIXTH STREET OPPORTUNITIES ADVISERS HOLDINGS, LLCMEMBER—
SIXTH STREET PARTNERS II MANAGEMENT COMPANY, L.P.MEMBER—
CHEN, DAVID ERICCHIEF COMPLIANCE OFFICER5679045
D'ARCY, BRIAN EDWARDCO-CHIEF EXECUTIVE OFFICER4972383
SIMMONDS, IAN TIMOTHYCO-CHIEF EXECUTIVE OFFICER5028367
TSSP HOLDCO MANAGEMENT, LLCMANAGING MEMBER—
WANEK, DANIEL LOUISCHIEF FINANCIAL OFFICER/FINOP, POO, PFO6534764

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/28/2016)
RR
Alaska
(3/30/2016)
RR
Arizona
(4/26/2016)
RR
Arkansas
(5/10/2016)
RR
California
(3/22/2016)
RR
Colorado
(3/29/2016)
RR
Connecticut
(5/5/2016)
RR
Delaware
(4/5/2016)
RR
District of Columbia
(4/19/2016)
RR
Florida
(6/2/2016)
RR
Georgia
(3/17/2016)
RR
Hawaii
(5/6/2016)
RR
Idaho
(3/21/2016)
RR
Illinois
(4/5/2016)
RR
Indiana
(3/23/2016)
RR
Iowa
(3/22/2016)
RR
Kansas
(5/16/2016)
RR
Kentucky
(3/21/2016)
RR
Louisiana
(3/21/2016)
RR
Maine
(3/24/2016)
RR
Maryland
(3/31/2016)
RR
Massachusetts
(4/1/2016)
RR
Michigan
(3/31/2016)
RR
Minnesota
(3/22/2016)
RR
Mississippi
(3/31/2016)
RR
Missouri
(6/16/2016)
RR
Montana
(3/31/2016)
RR
Nebraska
(5/11/2016)
RR
Nevada
(3/23/2016)
RR
New Hampshire
(6/3/2016)
RR
New Jersey
(6/14/2016)
RR
New Mexico
(4/28/2016)
RR
New York
(4/6/2016)
RR
North Carolina
(4/14/2016)
RR
North Dakota
(4/7/2016)
RR
Ohio
(4/12/2016)
RR
Oklahoma
(3/21/2016)
RR
Oregon
(4/12/2016)
RR
Pennsylvania
(4/19/2016)
RR
Puerto Rico
(6/8/2016)
RR
Rhode Island
(3/22/2016)
RR
South Carolina
(4/29/2016)
RR
South Dakota
(3/21/2016)
RR
Tennessee
(6/19/2020)
RR
Texas
(3/18/2016)
RR
Utah
(3/28/2016)
RR
Vermont
(4/26/2016)
RR
Virgin Islands
(4/20/2016)
RR
Virginia
(3/30/2016)
RR
Washington
(3/23/2016)
RR
West Virginia
(4/28/2016)
RR
Wisconsin
(4/13/2016)
RR
Wyoming
(4/26/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2008About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2015About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brian Edward D'arcy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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BD
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