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CA

Carlos J. Angel

BRB FINANZ USA
Sunrise, FL
Some features on this profile are disabled
CRD#: 5180974
CA

Professional summary

Carlos Jose Angel, who also goes by Carlos J Angel, is a registered financial advisor currently at BRB FINANZ USA located in Sunrise, Florida.

Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Carlos has worked at 5 firms and has passed the Series 65 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Carlos J Angel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Jose Angel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 21, 2023 - Present

BRB FINANZ USA

RIA
CRD#: 325760
Sunrise, FL
Past

November 22, 2021 - August 7, 2023

ALIYA CAPITAL PARTNERS LLC

RIA
CRD#: 305988
MIAMI, FL
Past

September 28, 2009 - January 13, 2010

GFG SECURITIES, LLC

BD
CRD#: 132602
MIAMI, FL
Past

January 19, 2007 - August 8, 2008

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
MIAMI, FL
Past

October 18, 2006 - January 31, 2007

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BRB FINANZ USA
BRB FINANZ USA | BRB FINANZ USA, LLC

CRD#: 325760 / SEC#: 801-128246

RIA
Registered Investment Advisory firm - (8/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(9/21/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/13/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/17/2006
General Securities Representative Examination

Current Firm

BF
BRB FINANZ USA
BRB FINANZ USA | BRB FINANZ USA, LLC

CRD#: 325760 / SEC#: 801-128246

RIA
Registered Investment Advisory firm - (8/2/2023 Approved)
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Contact information

Main Address
Miami Beach, FL
Mailing Address
Phone number
(305) 954-2020
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BRB FINANZ USA ADVISORY BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 260,994,927

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRB FINANZ USA

CRD#: 325760Sunrise, FL

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