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KL

Kelly E. Lane

JOHNSTONE BROKERAGE SERVICES
Louisville, KY 40223
Some features on this profile are disabled
CRD#: 5180341
KL
Kelly Elizabeth LaneJOHNSTONE BROKERAGE SERVICES

Professional summary

Kelly Elizabeth Lane is a registered financial professional currently at JOHNSTONE BROKERAGE SERVICES, LLC located in Louisville, Kentucky.

Kelly is registered as a RR (Registered Representative) and started their career in finance in 2006. Kelly has worked at 5 firms and has passed the Series 66, SIE, Series 34, Series 3, Series 31 and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kelly Elizabeth Lane's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 22, 2026 - Present

JOHNSTONE BROKERAGE SERVICES, LLC

Office #1: 1906 Stanley Gault Pkwy, Louisville, KY 40223Office #2: 1906 Stanley Gault Parkway, Louisville, KY 40223
BD
CRD#: 301394
Louisville, KY
Past

November 4, 2024 - December 31, 2025

THE LEADERS GROUP, INC.

BD
CRD#: 37157
Louisville, KY
Past

July 17, 2009 - August 13, 2024

TRADESTATION SECURITIES, INC.

BD
CRD#: 39473
PLANTATION, FL
Past

April 2, 2007 - August 15, 2007

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
FT. LAUDERDALE, FL
Past

April 2, 2007 - August 15, 2007

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
FT. LAUDERDALE, FL
Past

September 27, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
FT. LAUDERDALE, FL
Past

September 4, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
FT. LAUDERDALE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/22/2026)
RR
Kentucky
(5/22/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/25/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 34
Date: 11/9/2010
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
RR
Series 3
Date: 9/22/2009
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 31
Date: 9/29/2006
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/1/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

JB
JOHNSTONE BROKERAGE SERVICES, LLC
JOHNSTONE BROKERAGE SERVICES, LLC

CRD#: 301394 / SEC#: , 8-70335

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1906 Stanley Gault Parkway, Louisville, KY 40223
Mailing Address
117 San Augustine Street, Center, TX 75935
Phone number
(936) 340-2929
Established
Texas since 12/31/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DPL FINANCIAL PARTNERS, LLCPARENT COMPANY
ARCH PORTFOLIO TRUST, LLCMEMBER.
NAVEED, HASNAINFINOP7004810
PULLIAM, MICHELLE CARROLLCHIEF COMPLIANCE OFFICER4013218
SMITH, ROY THOMASMANAGING PRINCIPAL2542940

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JOHNSTONE BROKERAGE SERVICES, LLC

CRD#: 301394Louisville, KY 40223

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