Matthew D. Shapiro

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CRD#: 5180085

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew David Shapiro, CFP®, who also goes by Matt David Shapiro, was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 2006. Matthew had worked at 7 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matt David Shapiro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

October 11, 2021 - December 13, 2024

ORIGIN INVESTMENT ADVISORY LLC

RIA

CRD#: 305353

CULVER CITY, CA

Past

June 8, 2016 - June 11, 2018

LEARNVEST PLANNING SERVICES, LLC

RIA

CRD#: 162453

Playa del Rey, CA

Past

January 28, 2008 - September 8, 2011

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WOODLAND HILLS, CA

Past

January 24, 2008 - September 7, 2011

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WOODLAND HILLS, CA

Past

June 21, 2007 - January 2, 2008

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

WOODLAND HILLS, CA

Past

April 2, 2007 - May 22, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

WOODLAND HILLS, CA

Past

April 2, 2007 - May 22, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

WOODLAND HILLS, CA

Past

September 22, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

WOODLAND HILLS, CA

Past

September 7, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

WOODLAND HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORIGIN INVESTMENT ADVISORY LLC

BLEND FINANCIAL INC. | ORIGIN INVESTMENT ADVISORY LLC | ORIGIN INSURANCE SERVICES | ORIGIN FINANCIAL | ORIGIN

CRD#: 305353 / SEC#: 801-120236

RIA

Registered Investment Advisory firm - (1/25/2021 Approved)

Arizona

Registered Investment Advisory firm - (2/10/2021 Terminated)

California

Registered Investment Advisory firm - (3/12/2021 Terminated)

Colorado

Registered Investment Advisory firm - (2/26/2021 Terminated)

Florida

Registered Investment Advisory firm - (2/10/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (2/11/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (2/10/2021 Terminated)

Michigan

Registered Investment Advisory firm - (2/11/2021 Terminated)

Mississippi

Registered Investment Advisory firm - (2/10/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (5/28/2021 Terminated)

New York

Registered Investment Advisory firm - (2/10/2021 Terminated)

Ohio

Registered Investment Advisory firm - (2/11/2021 Terminated)

Oregon

Registered Investment Advisory firm - (3/5/2021 Terminated)

Tennessee

Registered Investment Advisory firm - (3/12/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/10/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 10/6/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/6/2006

General Securities Representative Examination

Current Firm

ORIGIN INVESTMENT ADVISORY LLC

BLEND FINANCIAL INC. | ORIGIN INVESTMENT ADVISORY LLC | ORIGIN INSURANCE SERVICES | ORIGIN FINANCIAL | ORIGIN

CRD#: 305353 / SEC#: 801-120236

RIA

Registered Investment Advisory firm - (1/25/2021 Approved)

Arizona

Registered Investment Advisory firm - (2/10/2021 Terminated)

California

Registered Investment Advisory firm - (3/12/2021 Terminated)

Colorado

Registered Investment Advisory firm - (2/26/2021 Terminated)

Florida

Registered Investment Advisory firm - (2/10/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (2/11/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (2/10/2021 Terminated)

Michigan

Registered Investment Advisory firm - (2/11/2021 Terminated)

Mississippi

Registered Investment Advisory firm - (2/10/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (5/28/2021 Terminated)

New York

Registered Investment Advisory firm - (2/10/2021 Terminated)

Ohio

Registered Investment Advisory firm - (2/11/2021 Terminated)

Oregon

Registered Investment Advisory firm - (3/5/2021 Terminated)

Tennessee

Registered Investment Advisory firm - (3/12/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/10/2021 Terminated)

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Contact information

Main Address

68 Harrison Avenue Ste 605 Pmb 50966, Boston, MA 02115-1929

Mailing Address

Phone number

(617) 227-3825

Established

Firm type

Fiscal year end

# of Employees

162

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ORIGIN INVESTMENT ADVISORY LLC - ADV PART 2 (9/3/2025)

Regulatory assets under management

Total Number of Accounts	1,776
AUM (Assets Under Management)	$ 2,147,404

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew D. Shapiro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LEARNVEST PLANNING SERVICES, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

COREBRIDGE CAPITAL SERVICES, INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ORIGIN INVESTMENT ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2006

Series 31

Date: 10/6/2006

Series 7

Date: 9/6/2006

Current Firm

ORIGIN INVESTMENT ADVISORY LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ORIGIN INVESTMENT ADVISORY LLC

TRUST BUT VERIFY

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