Steven M. Santos
Professional summary
Steven M Santos is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2007. Steven has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven M Santos's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2014 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901May 31, 2007 - December 21, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
May 9, 2007 - May 31, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 9, 2007 - May 31, 2007
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(10/9/2014)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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