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Snezhana B. Otto

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CRD#: 5178755
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Snezhana Blagoeva Otto, who also goes by Snezhana B Otto, Snezhana B Zlatinova, Snezhana Blagoeva Zlatinova, was a registered financial professional .

Snezhana is a previously registered financial professional and started their career in finance in 2014. Snezhana had worked at 1 firm and has passed the Series 63 and Series 79 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Snezhana B Otto | Snezhana B Zlatinova | Snezhana Blagoeva Zlatinova

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 27, 2014 - September 4, 2014

CROWN STERLING LLC

BD
CRD#: 169152
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/5/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


CS
CROWN STERLING LLC
CROWN STERLING LLC

CRD#: 169152 / SEC#: , 8-69358

BD
Terminated by SEC on 11/04/2014
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 08/27/2012
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
STRATHAPEY CROWN HOLDINGS, LLCMEMBER
DANIELS, RICHARD MATTHEWCHIEF FINANCIAL OFFICER & FINOP5877964
MALIK, VIKRAMCHIEF EXECUTIVE OFFICER & EXECUTIVE REPRESENTATIVE2532106
ROBERTS, ALBERTA STEPHENSCHIEF COMPLIANCE OFFICER & AML COMPLIANCE OFFICER2681068

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CROWN STERLING LLC

CRD#: 169152

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